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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72%52.16% (+3.4%)

2% more funds holding

Funds holding: 215220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 2019 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NB
151
Nicolet Bankshares
Wisconsin
$466K +$467K +4,630 New
TAT
152
TD Ameritrade Trust
Colorado
$463K -$11.1K -110 -2%
ACM
153
Avalon Capital Management
California
$453K
AWM
154
Altavista Wealth Management
North Carolina
$447K -$121K -1,200 -21%
SAM
155
Summit Asset Management
Tennessee
$445K +$15.6K +155 +4%
RIA
156
Regal Investment Advisors
Michigan
$433K -$370K -3,671 -46%
HCM
157
Harvest Capital Management
New Hampshire
$428K -$218K -2,163 -34%
CCS
158
Crosspoint Capital Strategies
California
$425K +$424K +4,202 New
SYBT
159
Stock Yards Bank & Trust
Kentucky
$410K +$411K +4,076 New
CA
160
Capital Advantage
California
$398K -$41K -407 -9%
BC
161
Bartlett & Co
Ohio
$392K
TC
162
Taylor Cottrill
New Hampshire
$392K
FA
163
FDx Advisors
Illinois
$389K -$421K -4,173 -52%
WTC
164
WhitTier Trust Company
Nevada
$388K -$216K -2,145 -36%
NIC
165
Northwest Investment Counselors
Oregon
$373K +$374K +3,710 New
S
166
SignatureFD
Georgia
$345K +$346K +3,430 New
SC
167
Scotia Capital
Ontario, Canada
$336K
AIS
168
Accurate Investment Solutions
Pennsylvania
$332K +$332K +3,297 New
TFO
169
Tarbox Family Office
California
$309K
RC
170
RegentAtlantic Capital
New Jersey
$308K +$806 +8 +0.3%
BCM
171
Brookstone Capital Management
Illinois
$282K +$204K +2,026 +260%
ICAS
172
Investors Capital Advisory Services
Massachusetts
$280K +$1.01K +10 +0.4%
LIM
173
Leavell Investment Management
Alabama
$271K -$44.3K -440 -14%
PAG
174
Pinnacle Advisory Group
Maryland
$267K +$268K +2,658 New
HA
175
Harfst & Associates
Wyoming
$260K -$40.3K -400 -13%

MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.