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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
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Overview Fund Activity

188 hedge funds and large institutions have $1.76B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 61 increasing their positions, 77 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
+11
Holders Change %
+6.21%
% of All Funds
5.41%
Holding in Top 10
18
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-21.74%
% of All Funds
0.52%
New
28
Increased
61
Reduced
77
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
1
Brookstone Capital Management
Illinois
$30M
2
PWAG
2
Polaris Wealth Advisory Group
California
$17.2M
3
TCM
3
TD Capital Management
Tennessee
$91.5M
4
Bank of America
4
Bank of America
North Carolina
$114M
5
RJA
5
Raymond James & Associates
Florida
$9.09M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$0
2
CC
2
Curian Capital
Colorado
$200M
3
CA
3
Commerzbank Aktiengesellschaft
Germany
$0
4
LPL Financial
4
LPL Financial
California
$36.8M
5
LCM
5
Levitt Capital Management
Florida
$5.37M
Name Holding Trade Value Shares
Change 		Shares
Change %
B
126
Bellecapital
Switzerland
$608K +$608K +6,000 New
OC
127
Oppenheimer & Co
New York
$580K +$326K +3,211 +128%
CC
128
Courier Capital
New York
$572K +$96.4K +951 +20%
MC
129
Mathes Company
New York
$537K – – –
PAG
130
Pinnacle Advisory Group
Maryland
$536K -$106K -1,050 -17%
FIM
131
Freedom Investment Management
Connecticut
$526K +$71K +700 +16%
TAT
132
TD Ameritrade Trust
Colorado
$525K +$8.21K +81 +2%
HSA
133
HBK Sorce Advisory
Pennsylvania
$515K +$515K +5,075 New
SAM
134
Strategy Asset Managers
California
$507K – – –
AI
135
Atria Investments
North Carolina
$470K -$2.38M -23,518 -84%
WCM
136
Wealthcare Capital Management
Virginia
$467K – – –
CAN
137
Cetera Advisor Networks
California
$452K -$17.4K -172 -4%
AAS
138
Annex Advisory Services
Wisconsin
$439K -$150K -1,480 -25%
BC
139
Bartlett & Co
Ohio
$431K +$431K +4,250 New
SSWM
140
Sheets Smith Wealth Management
North Carolina
$428K +$428K +4,217 New
NPC
141
National Planning Corporation
California
$418K +$92.1K +908 +28%
MIC
142
Meridian Investment Counsel
California
$406K – – –
TC
143
Taylor Cottrill
New Hampshire
$395K – – –
BPB
144
Badgley, Phelps & Bell
Washington
$388K -$276K -2,725 -42%
Kayne Anderson Rudnick Investment Management
145
Kayne Anderson Rudnick Investment Management
California
$377K -$70.5K -695 -16%
OC
146
Oarsman Capital
Wisconsin
$357K +$103K +1,015 +40%
LNWWM
147
Laird Norton Wetherby Wealth Management
California
$347K +$347K +3,426 New
RC
148
RegentAtlantic Capital
New Jersey
$307K +$609 +6 +0.2%
ACM
149
Aviance Capital Management
Florida
$305K -$132K -1,298 -30%
ACM
150
Avalon Capital Management
California
$304K – – –
4 5
6
7 8