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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

159 hedge funds and large institutions have $2.16B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 73 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

59% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 46

10% more funds holding

Funds holding: 145159 (+14)

6% more capital invested

Capital invested by funds: $2.04B → $2.16B (+$122M)

2.71% less ownership

Funds ownership: 57.17%54.47% (-2.7%)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

Holders
159
Holders Change
+14
Holders Change %
+9.66%
% of All Funds
5.16%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
26
Increased
73
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
126
Private Trust Company
Ohio
$344K -$96.2K -949 -22%
FM
127
Foster & Motley
Ohio
$331K -$74.9K -739 -18%
RC
128
RegentAtlantic Capital
New Jersey
$305K +$507 +5 +0.2%
Invesco
129
Invesco
Georgia
$304K
ACM
130
Avalon Capital Management
California
$304K +$101K +1,000 +50%
SWM
131
Segment Wealth Management
Texas
$294K
FBT
132
Founders Bank & Trust
Michigan
$289K +$14.7K +145 +5%
CC
133
Courier Capital
New York
$259K +$259K +2,551 New
TC
134
Taylor Cottrill
New Hampshire
$243K +$243K +2,400 New
NPC
135
National Planning Corporation
California
$235K +$236K +2,324 New
FWM
136
Focused Wealth Management
New York
$234K +$234K +2,310 New
OC
137
Oppenheimer & Co
New York
$228K -$40.5K -400 -15%
DWM
138
Destination Wealth Management
California
$225K
WA
139
WBH Advisory
Maryland
$225K +$15.2K +150 +7%
JFG
140
JMG Financial Group
Illinois
$215K +$215K +2,120 New
ACM
141
Aviance Capital Management
Florida
$214K
ICAS
142
Investors Capital Advisory Services
Massachusetts
$204K +$204K +2,015 New
DBT
143
Dubuque Bank & Trust
Iowa
$188K -$212K -2,095 -53%
AA
144
AlphaMark Advisors
Kentucky
$167K -$23.5K -232 -12%
LCM
145
Levitt Capital Management
Florida
$164K -$62.4K -616 -28%
WIM
146
Windhaven Investment Management
Massachusetts
$144K -$8.54M -84,259 -6%
JFA
147
JNBA Financial Advisors
Minnesota
$141K +$16.3K +161 +13%
MP
148
Manifold Partners
California
$120K +$119K +1,179 New
Ameriprise
149
Ameriprise
Minnesota
$102K +$81.2K +801 +399%
HNB
150
Huntington National Bank
Ohio
$96K

MINT Hedge Fund Activity: Q3 2013 in Review

159 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2013, worth a combined $2.16B — up 6% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MINT positions and 11 closed out — a net gain of 15 holders — while 73 added to existing stakes and 46 trimmed.

The largest buyer was Jefferies Group, adding an estimated $96.2M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $60.8M sold.

  • 159 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2013, up from 145 in Q2 2013.
  • Funds reported $2.16B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 26 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2013 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2013 was Jefferies Group, an estimated $96.2M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2013 was Guggenheim Capital, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.