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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

418 hedge funds and large institutions have $5.06B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2018 Q3 according to their latest regulatory filings, with 49 funds opening new positions, 161 increasing their positions, 152 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 35

18% more capital invested

Capital invested by funds: $4.3B → $5.06B (+$755M)

3% more funds holding

Funds holding: 406418 (+12)

1.34% more ownership

Funds ownership: 46.22%47.55% (+1.3%)

6% more repeat investments, than reductions

Existing positions increased: 161 | Existing positions reduced: 152

8% less funds holding in top 10

Funds holding in top 10: 5248 (-4)

Holders
418
Holders Change
+12
Holders Change %
+2.96%
% of All Funds
9.56%
Holding in Top 10
48
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-7.69%
% of All Funds
1.1%
New
49
Increased
161
Reduced
152
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LA
76
LVW Advisors
New York
$9.89M +$5.37M +52,932 +119%
PAG
77
Private Advisor Group
New Jersey
$9.79M +$4.78M +47,081 +96%
RBC
78
Roble Belko & Company
Pennsylvania
$9.76M -$656K -6,462 -6%
PWAG
79
Polaris Wealth Advisory Group
California
$9.35M -$1.01M -9,911 -10%
PCM
80
Parsons Capital Management
Rhode Island
$8.77M +$540K +5,320 +7%
US Bancorp
81
US Bancorp
Minnesota
$8.71M +$8.38M +82,570 +2,594%
Deutsche Bank
82
Deutsche Bank
Germany
$8.52M +$2.73M +26,851 +47%
LNC
83
Lincoln National Corp
Pennsylvania
$8.34M +$2.23M +21,994 +37%
GC
84
Gratus Capital
Georgia
$8.22M -$2.32M -22,877 -22%
AI
85
Atria Investments
North Carolina
$7.88M -$101K -998 -1%
EWM
86
Elmwood Wealth Management
California
$7.83M +$183K +1,806 +2%
LK
87
Lumbard & Kellner
New Hampshire
$7.54M +$305K +3,000 +4%
WMG
88
WESCAP Management Group
California
$7.39M -$485K -4,773 -6%
UCI
89
Uncommon Cents Investing
Wisconsin
$7.38M +$617K +6,075 +9%
RCIM
90
Red Cedar Investment Management
Michigan
$7.16M +$7.15M +70,442 New
Creative Planning
91
Creative Planning
Kansas
$7.11M +$310K +3,053 +5%
BRF
92
B. Riley Financial
California
$7.1M -$1.02M -10,020 -13%
LWA
93
Lowe Wealth Advisors
Maryland
$7.03M +$83K +818 +1%
CSA
94
Cottage Street Advisors
Massachusetts
$6.8M +$6.8M +66,944 New
WTC
95
WhitTier Trust Company
Nevada
$6.8M -$273K -2,686 -4%
SCA
96
Stokes Capital Advisors
South Carolina
$6.45M +$834K +8,212 +15%
HCM
97
Harvest Capital Management
New Hampshire
$6.44M -$1.71M -16,860 -21%
Kayne Anderson Rudnick Investment Management
98
Kayne Anderson Rudnick Investment Management
California
$6.36M +$1.83M +18,045 +40%
FC
99
FCA Corp
Texas
$6.23M +$109K +1,071 +2%
AFP
100
Ausdal Financial Partners
Iowa
$6.16M +$4.7M +46,335 +323%

MINT Hedge Fund Activity: Q3 2018 in Review

418 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2018, worth a combined $5.06B — up 18% from $4.3B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new MINT positions and 35 closed out — a net gain of 14 holders — while 161 added to existing stakes and 152 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $304M. The largest seller was Envestnet Asset Management, cutting an estimated $64.5M.

  • 418 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2018, up from 406 in Q2 2018.
  • Funds reported $5.06B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2018, up 18% quarter-over-quarter.
  • 49 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2018 and 35 closed out, a net change of +14 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2018 was Charles Schwab Investment Advisory, an estimated $304M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2018 was Envestnet Asset Management, an estimated $64.5M sold.

Based on aggregated 13F filings for Q3 2018.