We are live on ! Find out more
MINT icon

PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

159 hedge funds and large institutions have $2.16B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 73 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

59% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 46

10% more funds holding

Funds holding: 145159 (+14)

6% more capital invested

Capital invested by funds: $2.04B → $2.16B (+$122M)

2.71% less ownership

Funds ownership: 57.17%54.47% (-2.7%)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

Holders
159
Holders Change
+14
Holders Change %
+9.66%
% of All Funds
5.16%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
26
Increased
73
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PI
76
Placemark Investments
Illinois
$2.32M +$825K +8,142 +55%
Citigroup
77
Citigroup
New York
$2.25M +$1.2M +11,842 +115%
RJFSA
78
Raymond James Financial Services Advisors
Florida
$2.21M -$1.93M -19,023 -47%
KTC
79
Kistler-Tiffany Companies
Pennsylvania
$2.05M -$357K -3,527 -15%
CS
80
Credit Suisse
Switzerland
$1.88M -$591K -5,828 -24%
LIM
81
Leavell Investment Management
Alabama
$1.85M +$1.24M +12,275 +206%
HighTower Advisors
82
HighTower Advisors
Illinois
$1.84M -$28.6K -282 -2%
1IC
83
1919 Investment Counsel
Maryland
$1.8M +$618K +6,100 +52%
CHJWM
84
Carlton Hofferkamp & Jenks Wealth Management
Texas
$1.68M +$1.68M +16,600 New
TNBTD
85
Trustmark National Bank Trust Department
Mississippi
$1.68M +$861K +8,500 +106%
VFS
86
VSR Financial Services
Kansas
$1.58M +$37.4K +369 +2%
DMC
87
Drexel Morgan & Co
Pennsylvania
$1.57M
KPCM
88
Kings Point Capital Management
New York
$1.33M +$110K +1,090 +9%
MFP
89
Mosaic Financial Partners
California
$1.29M +$184K +1,814 +17%
CS
90
Comerica Securities
Michigan
$1.17M +$1.17M +11,524 New
Janney Montgomery Scott
91
Janney Montgomery Scott
Pennsylvania
$1.17M +$1.17M +11,518 New
HCA
92
Harbour Capital Advisors
Virginia
$1.09M -$284K -2,800 -21%
Goldman Sachs
93
Goldman Sachs
New York
$1.08M +$1.08M +10,623 New
WTC
94
WhitTier Trust Company
Nevada
$1.03M -$127K -1,252 -11%
BPB
95
Badgley, Phelps & Bell
Washington
$1.02M +$461K +4,550 +82%
ICOA
96
Investment Centers of America
North Dakota
$1.02M +$27.7K +273 +3%
RCAG
97
Rehmann Capital Advisory Group
Michigan
$964K -$96.3K -950 -9%
MIS
98
Morningstar Investment Services
Illinois
$848K +$216K +2,127 +34%
DC
99
Davenport & Co
Virginia
$847K -$428K -4,226 -34%
SCG
100
Strategic Capital Group
Washington
$821K -$7.82M -77,162 -91%

MINT Hedge Fund Activity: Q3 2013 in Review

159 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2013, worth a combined $2.16B — up 6% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MINT positions and 11 closed out — a net gain of 15 holders — while 73 added to existing stakes and 46 trimmed.

The largest buyer was Jefferies Group, adding an estimated $96.2M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $60.8M sold.

  • 159 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2013, up from 145 in Q2 2013.
  • Funds reported $2.16B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 26 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2013 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2013 was Jefferies Group, an estimated $96.2M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2013 was Guggenheim Capital, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.