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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

293 hedge funds and large institutions have $3.06B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2017 Q1 according to their latest regulatory filings, with 48 funds opening new positions, 127 increasing their positions, 79 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 79

55% more first-time investments, than exits

New positions opened: 48 | Existing positions closed: 31

24% more funds holding in top 10

Funds holding in top 10: 2936 (+7)

12% more capital invested

Capital invested by funds: $2.73B → $3.06B (+$334M)

6% more funds holding

Funds holding: 277293 (+16)

3.98% less ownership

Funds ownership: 52.01%48.03% (-4%)

Holders
293
Holders Change
+16
Holders Change %
+5.78%
% of All Funds
7.29%
Holding in Top 10
36
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+24.14%
% of All Funds
0.9%
New
48
Increased
127
Reduced
79
Closed
31
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RBA
51
Richard Bernstein Advisors
New York
$11.1M
PSW
52
Portfolio Strategies (Washington)
Washington
$10.8M -$2.96M -29,206 -22%
FFWA
53
FRG Family Wealth Advisors
Washington
$10.2M +$579K +5,710 +6%
SAM
54
Shamrock Asset Management
Texas
$9.44M -$9.16M -90,263 -49%
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$9.2M +$6.06M +59,687 +194%
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$8.79M +$8.56M +84,394 +4,117%
Neuberger Berman Group
57
Neuberger Berman Group
New York
$8.17M +$5.59M +55,051 +217%
PAG
58
Private Advisor Group
New Jersey
$8.13M +$2.86M +28,212 +54%
EWM
59
Evermay Wealth Management
Virginia
$8.11M +$347K +3,415 +4%
PCM
60
Parsons Capital Management
Rhode Island
$7.84M +$458K +4,511 +6%
PCP
61
Proficio Capital Partners
Massachusetts
$7.83M +$7.1M +69,965 +987%
JCM
62
Janney Capital Management
Pennsylvania
$7.71M +$7.69M +75,809 New
WF
63
WealthTrust Fairport
Ohio
$7.5M -$1.53M -15,074 -17%
VA
64
Valmark Advisers
Ohio
$7.39M +$2.54M +25,072 +53%
JP Morgan Chase
65
JP Morgan Chase
New York
$7.2M +$1.18M +11,609 +20%
SCA
66
STALEY CAPITAL ADVISERS
Pennsylvania
$7.11M +$2.19M +21,575 +45%
IA
67
IndexIQ Advisors
New York
$7.1M +$1.06M +10,476 +18%
BRF
68
B. Riley Financial
California
$6.53M +$335K +3,303 +5%
Cambridge Investment Research Advisors
69
Cambridge Investment Research Advisors
Iowa
$6.38M +$808K +7,958 +15%
Chevy Chase Trust
70
Chevy Chase Trust
Maryland
$6.18M -$6.16M -60,704 -50%
CLOS
71
Compagnie Lombard Odier SCmA
Switzerland
$6.16M +$3.69M +36,400 +150%
LWA
72
Lowe Wealth Advisors
Maryland
$6.15M -$1.14M -11,261 -16%
AG
73
Advisor Group
Arizona
$5.97M +$4.39M +43,252 +279%
LJAC
74
L.J. Altfest & Co
New York
$5.67M +$1.1M +10,884 +24%
CSIC
75
Clifford Swan Investment Counsel
California
$5.65M +$1.14M +11,276 +25%

MINT Hedge Fund Activity: Q1 2017 in Review

293 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2017, worth a combined $3.06B — up 12% from $2.73B a quarter earlier.

Buyers outnumbered sellers: 48 funds opened new MINT positions and 31 closed out — a net gain of 17 holders — while 127 added to existing stakes and 79 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $129M. The largest seller was Burt Wealth Advisors, cutting an estimated $150M.

  • 293 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2017, up from 277 in Q4 2016.
  • Funds reported $3.06B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2017, up 12% quarter-over-quarter.
  • 48 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2017 and 31 closed out, a net change of +17 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2017 was RiverFront Investment Group, an estimated $129M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2017 was Burt Wealth Advisors, an estimated $150M sold.

Based on aggregated 13F filings for Q1 2017.