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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72%52.16% (+3.4%)

2% more funds holding

Funds holding: 215220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 2019 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPL
51
Smart Portfolios LLC
Washington
$6.46M +$6.47M +64,151 New
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$6.29M -$5.9M -58,563 -48%
PCM
53
Parsons Capital Management
Rhode Island
$6.24M +$752K +7,461 +14%
WG
54
Welch Group
Alabama
$6.19M -$2.23M -22,093 -26%
EWM
55
Evermay Wealth Management
Virginia
$5.78M +$167K +1,652 +3%
HighTower Advisors
56
HighTower Advisors
Illinois
$5.61M +$1.49M +14,786 +36%
PA
57
Pinnacle Associates
New York
$5.44M +$69.5K +690 +1%
WT
58
Whittier Trust
California
$5.35M -$1.07M -10,654 -17%
FC
59
FCA Corp
Texas
$5.2M +$187K +1,853 +4%
MFS
60
MSI Financial Services
Massachusetts
$5.18M +$1.04M +10,358 +25%
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$5.17M -$1.96M -19,411 -27%
SCA
62
STALEY CAPITAL ADVISERS
Pennsylvania
$5.11M -$199K -1,970 -4%
FAG
63
Financial Advisory Group
Texas
$5.06M +$3.26M +32,321 +179%
CIBC World Market
64
CIBC World Market
Ontario, Canada
$5.05M +$201K +1,991 +4%
VA
65
Valmark Advisers
Ohio
$4.89M -$349K -3,464 -7%
Stifel Financial
66
Stifel Financial
Missouri
$4.61M -$32.8K -325 -0.7%
SFT
67
Simmons First Trust
Arkansas
$4.11M -$97.1K -963 -2%
LP
68
LGL Partners
Pennsylvania
$3.88M +$3.89M +38,571 New
WF
69
WealthTrust Fairport
Ohio
$3.85M -$386K -3,830 -9%
Cambridge Investment Research Advisors
70
Cambridge Investment Research Advisors
Iowa
$3.74M -$23.1M -229,543 -86%
CG
71
Colony Group
Massachusetts
$3.57M +$1.73M +17,175 +94%
KPCM
72
Kings Point Capital Management
New York
$3.54M -$135K -1,335 -4%
TJHA
73
Thomas J. Herzfeld Advisors
Florida
$3.5M -$455K -4,514 -11%
CSIC
74
Clifford Swan Investment Counsel
California
$3.31M +$1.01M +10,061 +44%
FWM
75
Focused Wealth Management
New York
$3.23M +$2.49M +24,727 +335%

MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.