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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

198 hedge funds and large institutions have $2.15B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 62 increasing their positions, 71 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

35% more funds holding in top 10

Funds holding in top 10: 1723 (+6)

13% more capital invested

Capital invested by funds: $1.9B → $2.15B (+$256M)

5.9% more ownership

Funds ownership: 51.37%57.28% (+5.9%)

3% more funds holding

Funds holding: 192198 (+6)

13% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 71

Holders
198
Holders Change
+6
Holders Change %
+3.13%
% of All Funds
5.28%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.61%
New
37
Increased
62
Reduced
71
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$5.14M +$3.28M +32,413 +175%
Stifel Financial
52
Stifel Financial
Missouri
$5.11M +$2.15M +21,180 +72%
CWM
53
Cabot Wealth Management
Massachusetts
$5.02M -$107K -1,058 -2%
TNBTD
54
Trustmark National Bank Trust Department
Mississippi
$4.88M +$64.9K +641 +1%
SCA
55
STALEY CAPITAL ADVISERS
Pennsylvania
$4.84M +$223K +2,200 +5%
SC
56
SouthState Corp
Florida
$4.77M +$326K +3,218 +7%
RJFSA
57
Raymond James Financial Services Advisors
Florida
$4.65M -$921K -9,094 -17%
EWM
58
Evermay Wealth Management
Virginia
$4.46M +$344K +3,400 +8%
WF
59
WealthTrust Fairport
Ohio
$4.44M +$75K +740 +2%
WG
60
Welch Group
Alabama
$4.26M -$2.2M -21,768 -34%
AIG
61
American International Group
New York
$4.24M +$502K +4,958 +13%
HFS
62
HL Financial Services
Kentucky
$4.05M +$20.5K +202 +0.5%
KPCM
63
Kings Point Capital Management
New York
$3.96M +$1.15M +11,312 +41%
JP Morgan Chase
64
JP Morgan Chase
New York
$3.94M +$514K +5,076 +15%
SFT
65
Simmons First Trust
Arkansas
$3.93M -$24.3K -240 -0.6%
KTC
66
Kistler-Tiffany Companies
Pennsylvania
$3.21M +$1.22M +12,051 +61%
EWMCB
67
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$2.97M +$2.97M +29,369 New
PI
68
Placemark Investments
Illinois
$2.68M +$56.1K +554 +2%
HCM
69
Harvest Capital Management
New Hampshire
$2.67M -$719K -7,096 -21%
MFS
70
MSI Financial Services
Massachusetts
$2.59M -$1.5M -14,767 -37%
BEAM
71
Baker Ellis Asset Management
Washington
$2.48M -$26.6K -263 -1%
B
72
Baird
Wisconsin
$2.38M +$40.9K +404 +2%
KT
73
Kanaly Trust
Texas
$2.18M -$532K -5,255 -20%
Goldman Sachs
74
Goldman Sachs
New York
$2.11M +$2.11M +20,839 New
PWMAG
75
Pinnacle Wealth Management Advisory Group
New Jersey
$2.07M +$2.07M +20,455 New

MINT Hedge Fund Activity: Q4 2014 in Review

198 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2014, worth a combined $2.15B — up 13% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MINT positions and 26 closed out — a net gain of 11 holders — while 62 added to existing stakes and 71 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $146M. The largest seller was Bank of America, cutting an estimated $20.5M.

  • 198 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2014, up from 192 in Q3 2014.
  • Funds reported $2.15B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2014, up 13% quarter-over-quarter.
  • 37 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2014 and 26 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $146M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2014 was Bank of America, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2014.