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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

542 hedge funds and large institutions have $6.3B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 209 increasing their positions, 158 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

227% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 37

32% more repeat investments, than reductions

Existing positions increased: 209 | Existing positions reduced: 158

25% more funds holding in top 10

Funds holding in top 10: 61 → 76 (+15)

16% more funds holding

Funds holding: 468 → 542 (+74)

3% more capital invested

Capital invested by funds: $6.1B → $6.3B (+$198M)

2.02% less ownership

Funds ownership: 48.01% → 46% (-2%)

Holders
542
Holders Change
+74
Holders Change %
+15.81%
% of All Funds
10.68%
Holding in Top 10
76
Holding in Top 10 Change
+15
Holding in Top 10 Change %
+24.59%
% of All Funds
1.5%
New
121
Increased
209
Reduced
158
Closed
37
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$80.9M
2
Wells Fargo
Wells Fargo
California
+$30.2M
3
GIA
GHP Investment Advisors
Colorado
+$20.7M
4
MWM
MinichMacGregor Wealth Management
New York
+$18.2M
5
Truist Financial
Truist Financial
North Carolina
+$18M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$37.2M
2
UBS AM
UBS AM
Illinois
-$32.2M
3
GC
Guggenheim Capital
Illinois
-$29.9M
4
Jane Street
Jane Street
New York
-$29.6M
5
RJA
Raymond James & Associates
Florida
-$21.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
VFA
526
Valeo Financial Advisors
Indiana
$9K -$102 -1 -0%
GFPC
527
Global Financial Private Capital
Florida
$6K – – –
JWM
528
Janiczek Wealth Management
Colorado
$6K – – –
EIP
529
Ellis Investment Partners
Pennsylvania
$5K -$64.4K -634 -92%
FWM
530
Foresight Wealth Management
Utah
$5K – – –
FCA
531
FinTrust Capital Advisors
South Carolina
$4K -$198K -1,946 -98%
CFG
532
CKW Financial Group
Hawaii
$4K +$3.96K +39 New
GFPC
533
Global Financial Private Client
Florida
$3.05K +$3.05K +30 New
LWA
534
Lenox Wealth Advisors
New York
$3K – – –
LC
535
Lindbrook Capital
California
$3K – – –
PWMG
536
Prestige Wealth Management Group
New Jersey
$2K – – –
LS
537
Leelyn Smith
Illinois
$1.55K +$1.55M +15,273 New
BlackRock
538
BlackRock
New York
$1K -$54.3K -534 -99%
RFM
539
Royal Fund Management
Florida
$1K -$18.1K -178 -95%
CIM
540
Contravisory Investment Management
Massachusetts
$1K – – –
TWA
541
TCI Wealth Advisors
Arizona
$1K +$102 +1 +8%
NR
542
Newfound Research
Massachusetts
$1K +$610 +6 New
ECM
543
EII Capital Management
New York
$290 +$290K +2,850 New
UBS AM
544
UBS AM
Illinois
– -$32.2M -316,424 Closed
IA
545
IndexIQ Advisors
New York
– -$14M -137,751 Closed
FTUS
546
Flow Traders U.S.
New York
– -$11.8M -116,168 Closed
OMC
547
Old Mission Capital
Illinois
– -$5.08M -49,892 Closed
WSC
548
Wellington Shields & Co
New York
– -$4.83M -47,500 Closed
AP
549
Advisors Preferred
Maryland
– -$3M -29,450 Closed
SCP
550
Stamos Capital Partners
California
– -$2.95M -28,998 Closed
20 21
22
23 24

MINT Hedge Fund Activity: Q4 2019 in Review

542 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2019, worth a combined $6.3B — up 3.3% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new MINT positions and 37 closed out — a net gain of 84 holders — while 209 added to existing stakes and 158 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $80.9M. The largest seller was UBS Group, cutting an estimated $37.2M.

  • 542 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2019, up from 468 in Q3 2019.
  • Funds reported $6.3B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2019, up 3.3% quarter-over-quarter.
  • 121 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2019 and 37 closed out, a net change of +84 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2019 was Morgan Stanley, an estimated $80.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2019 was UBS Group, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2019.