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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

361 hedge funds and large institutions have $3.71B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2017 Q4 according to their latest regulatory filings, with 70 funds opening new positions, 136 increasing their positions, 110 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 25

24% more repeat investments, than reductions

Existing positions increased: 136 | Existing positions reduced: 110

14% more funds holding

Funds holding: 317361 (+44)

9% more capital invested

Capital invested by funds: $3.41B → $3.71B (+$304M)

5% more funds holding in top 10

Funds holding in top 10: 3840 (+2)

0.97% more ownership

Funds ownership: 45.41%46.39% (+0.97%)

Holders
361
Holders Change
+44
Holders Change %
+13.88%
% of All Funds
8.19%
Holding in Top 10
40
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+5.26%
% of All Funds
0.91%
New
70
Increased
136
Reduced
110
Closed
25
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
26
Howland Capital Management
Massachusetts
$23.1M -$460K -4,525 -2%
CCM
27
CWH Capital Management
Washington
$22.5M +$446K +4,380 +2%
BO
28
BRR OpCo
Ohio
$21.9M +$19.7M +193,907 +874%
JIC
29
Johnson Investment Counsel
Ohio
$21.9M -$1.86M -18,312 -8%
SEI Investments
30
SEI Investments
Pennsylvania
$20.3M -$1.1M -10,821 -5%
CAW
31
Cornerstone Advisors (Washington)
Washington
$19.7M +$955K +9,391 +5%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$19.1M -$193K -1,900 -1%
Stifel Financial
33
Stifel Financial
Missouri
$18.1M -$6.05M -59,475 -25%
CFGF
34
Compass Financial Group (Florida)
Florida
$17.3M +$5.63M +55,322 +48%
CLOS
35
Compagnie Lombard Odier SCmA
Switzerland
$17.3M +$10.2M +100,250 +143%
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$17.3M -$780K -7,663 -4%
RIG
37
RiverFront Investment Group
Virginia
$17.2M -$7.72M -75,903 -31%
MM
38
Main Management
California
$17.2M -$849K -8,347 -5%
PAM
39
Peak Asset Management
Colorado
$16.9M +$757K +7,445 +5%
RFA
40
Reilly Financial Advisors
California
$16.8M +$1.69M +16,613 +11%
HCM
41
Harvest Capital Management
New Hampshire
$16.2M +$1.73M +16,985 +12%
EK
42
Evensky & Katz
Florida
$15.9M +$714K +7,017 +5%
HB
43
Homrich & Berg
Georgia
$15.7M -$223K -2,190 -1%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$14.3M +$6.73M +66,143 +88%
JFGLC
45
Johnson Financial Group LLC (Colorado)
Colorado
$13.7M -$3.58M -35,206 -21%
SCA
46
STALEY CAPITAL ADVISERS
Pennsylvania
$13.3M +$2.85M +28,050 +27%
GC
47
Gratus Capital
Georgia
$13M -$2.59M -25,459 -17%
FAAS
48
First Allied Advisory Services
California
$11.6M -$2.19M -21,549 -16%
Goldman Sachs
49
Goldman Sachs
New York
$11.5M -$10.8M -105,915 -48%
HighTower Advisors
50
HighTower Advisors
Illinois
$11.4M +$2.33M +22,872 +26%

MINT Hedge Fund Activity: Q4 2017 in Review

361 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2017, worth a combined $3.71B — up 8.9% from $3.41B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new MINT positions and 25 closed out — a net gain of 45 holders — while 136 added to existing stakes and 110 trimmed.

The largest buyer was Evergreen Capital Management, opening a new position worth an estimated $62.9M. The largest seller was Windhaven Investment Management, cutting an estimated $41.3M.

  • 361 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2017, up from 317 in Q3 2017.
  • Funds reported $3.71B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2017, up 8.9% quarter-over-quarter.
  • 70 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2017 and 25 closed out, a net change of +45 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2017 was Evergreen Capital Management, an estimated $62.9M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2017 was Windhaven Investment Management, an estimated $41.3M sold.

Based on aggregated 13F filings for Q4 2017.