We are live on ! Find out more
MINT icon

PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

215 hedge funds and large institutions have $2.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 84 increasing their positions, 59 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 16

42% more repeat investments, than reductions

Existing positions increased: 84 | Existing positions reduced: 59

13% more capital invested

Capital invested by funds: $1.86B → $2.1B (+$239M)

11% more funds holding in top 10

Funds holding in top 10: 18 → 20 (+2)

8% more funds holding

Funds holding: 199 → 215 (+16)

3.73% less ownership

Funds ownership: 52.45% → 48.72% (-3.7%)

Holders
215
Holders Change
+16
Holders Change %
+8.04%
% of All Funds
6%
Holding in Top 10
20
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.11%
% of All Funds
0.56%
New
34
Increased
84
Reduced
59
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$77.3M
2
Morgan Stanley
Morgan Stanley
New York
+$61.9M
3
UBS Group
UBS Group
Switzerland
+$60.9M
4
VKH
Virtu KCG Holdings
New York
+$45M
5
GC
Grimes & Company
Massachusetts
+$44.2M

Top Sellers

1
WI
WBI Investments
New Jersey
-$61.1M
2
BCM
Brookstone Capital Management
Illinois
-$48.3M
3
NYLIM
New York Life Investment Management
New York
-$33.2M
4
TCM
TD Capital Management
Tennessee
-$24.9M
5
Allianz Asset Management
Allianz Asset Management
Germany
-$14.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$19.2M -$5.08M -50,227 -21%
PFG
27
Piershale Financial Group
Illinois
$18.7M +$18.7M +185,334 New
SAM
28
Shamrock Asset Management
Texas
$18.2M +$3.97M +39,291 +28%
RJA
29
Raymond James & Associates
Florida
$17.6M +$16.4M +162,390 +1,281%
SGAM
30
Steinberg Global Asset Management
Florida
$15.9M -$493K -4,880 -3%
BC
31
Brinker Capital
Pennsylvania
$15.1M +$15.1M +149,673 New
JIC
32
Johnson Investment Counsel
Ohio
$14.5M +$138K +1,362 +1%
HCM
33
Howland Capital Management
Massachusetts
$14.1M +$81.4K +805 +0.6%
SWP
34
Stratos Wealth Partners
Ohio
$14.1M +$3.67M +36,298 +35%
WI
35
WBI Investments
New Jersey
$13.7M -$61.1M -604,070 -82%
MM
36
Main Management
California
$13.3M -$863K -8,538 -6%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$12.2M +$6.53M +64,649 +115%
PIM
38
Parasol Investment Management
Illinois
$11.6M +$4.53M +44,787 +63%
RBA
39
Richard Bernstein Advisors
New York
$11M – – –
PAM
40
Peak Asset Management
Colorado
$10.1M +$10.1M +99,955 New
EK
41
Evensky & Katz
Florida
$9.46M +$129K +1,279 +1%
First Trust Advisors
42
First Trust Advisors
Illinois
$9.34M +$4.17M +41,295 +80%
ST
43
Smithfield Trust
Pennsylvania
$9.32M -$1.97M -19,461 -17%
MMA
44
Miracle Mile Advisors
California
$8.73M +$2.26M +22,380 +35%
SCA
45
Salient Capital Advisors
Texas
$8.62M +$59.8K +592 +0.7%
WG
46
Welch Group
Alabama
$8.43M +$6.43M +63,621 +318%
SEI Investments
47
SEI Investments
Pennsylvania
$7.17M -$5.03M -49,740 -41%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$7.14M +$5.15M +50,976 +257%
LWA
49
Lowe Wealth Advisors
Maryland
$7.03M -$284K -2,809 -4%
CAN
50
Cetera Advisor Networks
California
$6.89M +$6.49M +64,179 +1,527%
1
2
3 4 5

MINT Hedge Fund Activity: Q3 2015 in Review

215 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2015, worth a combined $2.1B — up 13% from $1.86B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new MINT positions and 16 closed out — a net gain of 18 holders — while 84 added to existing stakes and 59 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $77.3M. The largest seller was WBI Investments, cutting an estimated $61.1M.

  • 215 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2015, up from 199 in Q2 2015.
  • Funds reported $2.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2015, up 13% quarter-over-quarter.
  • 34 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2015 and 16 closed out, a net change of +18 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2015 was RiverFront Investment Group, an estimated $77.3M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2015 was WBI Investments, an estimated $61.1M sold.

Based on aggregated 13F filings for Q3 2015.