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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

198 hedge funds and large institutions have $2.15B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 62 increasing their positions, 71 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

35% more funds holding in top 10

Funds holding in top 10: 1723 (+6)

13% more capital invested

Capital invested by funds: $1.9B → $2.15B (+$256M)

5.9% more ownership

Funds ownership: 51.37%57.28% (+5.9%)

3% more funds holding

Funds holding: 192198 (+6)

13% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 71

Holders
198
Holders Change
+6
Holders Change %
+3.13%
% of All Funds
5.28%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.61%
New
37
Increased
62
Reduced
71
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FBT
26
Founders Bank & Trust
Michigan
$16.8M +$10.4M +102,534 +161%
SGAM
27
Steinberg Global Asset Management
Florida
$14.3M -$207K -2,039 -1%
JIC
28
Johnson Investment Counsel
Ohio
$13.5M -$2.68M -26,453 -17%
MM
29
Main Management
California
$13.5M +$5.49M +54,248 +69%
SCA
30
Salient Capital Advisors
Texas
$13.5M +$10.9M +107,823 +422%
EK
31
Evensky & Katz
Florida
$12.4M +$2.2M +21,754 +21%
Citigroup
32
Citigroup
New York
$11.9M +$6.18K +61 +0.1%
PIM
33
Parasol Investment Management
Illinois
$11.7M +$495K +4,885 +4%
PAM
34
Peak Asset Management
Colorado
$11.2M +$11.2M +110,824 New
RBA
35
Richard Bernstein Advisors
New York
$11M
WT
36
Whittier Trust
California
$10.8M -$4.77M -47,101 -31%
Creative Planning
37
Creative Planning
Kansas
$10.2M -$1.34M -13,204 -12%
AI
38
Atria Investments
North Carolina
$9.38M +$8.1M +79,992 +625%
AA
39
ALPS Advisors
Colorado
$9.19M -$57.2K -565 -0.6%
Bank of New York Mellon
40
Bank of New York Mellon
New York
$8.31M +$3.51M +34,628 +73%
PWAG
41
Polaris Wealth Advisory Group
California
$8.15M -$469K -4,634 -5%
SEI Investments
42
SEI Investments
Pennsylvania
$7.71M +$7.73M +76,337 New
LWA
43
Lowe Wealth Advisors
Maryland
$7.41M +$7.43M +73,367 New
VA
44
Valmark Advisers
Ohio
$6.33M +$1.91M +18,811 +43%
FBNAT
45
FirstMerit Bank N.A. Trustee
Ohio
$6.29M -$276K -2,726 -4%
RFA
46
Reilly Financial Advisors
California
$5.31M +$1.18M +11,645 +29%
First Trust Advisors
47
First Trust Advisors
Illinois
$5.3M +$5.31M +52,431 New
FC
48
FCA Corp
Texas
$5.25M +$1.1M +10,817 +26%
PA
49
Pinnacle Associates
New York
$5.24M +$81K +800 +2%
CSIC
50
Clifford Swan Investment Counsel
California
$5.18M -$2M -19,710 -28%

MINT Hedge Fund Activity: Q4 2014 in Review

198 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2014, worth a combined $2.15B — up 13% from $1.9B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new MINT positions and 26 closed out — a net gain of 11 holders — while 62 added to existing stakes and 71 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $146M. The largest seller was Bank of America, cutting an estimated $20.5M.

  • 198 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2014, up from 192 in Q3 2014.
  • Funds reported $2.15B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2014, up 13% quarter-over-quarter.
  • 37 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2014 and 26 closed out, a net change of +11 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2014 was F-Squared Investment Management, an estimated $146M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2014 was Bank of America, an estimated $20.5M sold.

Based on aggregated 13F filings for Q4 2014.