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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

170 hedge funds and large institutions have $2.06B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 60 increasing their positions, 68 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 17

11% more funds holding in top 10

Funds holding in top 10: 1820 (+2)

7% more funds holding

Funds holding: 159170 (+11)

5% less capital invested

Capital invested by funds: $2.16B → $2.06B (-$101M)

1.39% less ownership

Funds ownership: 54.47%53.07% (-1.4%)

12% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 68

Holders
170
Holders Change
+11
Holders Change %
+6.92%
% of All Funds
4.93%
Holding in Top 10
20
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.11%
% of All Funds
0.58%
New
30
Increased
60
Reduced
68
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECML
26
Eagle Capital Management (Louisiana)
Louisiana
$17.8M +$17.9M +176,087 New
CSIC
27
Clifford Swan Investment Counsel
California
$15.8M +$8.87M +87,428 +128%
TCM
28
TD Capital Management
Tennessee
$12.8M -$4.87M -47,984 -27%
QA
29
Quantitative Advantage
Minnesota
$12.4M -$6.57M -64,719 -35%
WT
30
Whittier Trust
California
$11.9M +$2.63M +25,932 +28%
LG
31
LaFleur & Godfrey
Michigan
$10.5M -$771K -7,600 -7%
WG
32
Welch Group
Alabama
$10.3M -$1.67M -16,462 -14%
EK
33
Evensky & Katz
Florida
$9.96M -$275K -2,715 -3%
BCMO
34
Buckingham Capital Management (Ohio)
Ohio
$9.86M +$1.08M +10,694 +12%
Creative Planning
35
Creative Planning
Kansas
$9.27M +$2.05M +20,240 +28%
AA
36
ALPS Advisors
Colorado
$9.02M -$99.4K -980 -1%
HCM
37
Howland Capital Management
Massachusetts
$8.19M +$3.74M +36,870 +84%
FBNAT
38
FirstMerit Bank N.A. Trustee
Ohio
$7.46M +$20.8K +205 +0.3%
CA
39
Capital Advantage
California
$7.34M +$7.35M +72,468 New
PPA
40
Parametric Portfolio Associates
Washington
$7.13M +$2.38M +23,500 +50%
MM
41
Main Management
California
$6.33M -$152K -1,499 -2%
Citigroup
42
Citigroup
New York
$5.98M +$3.74M +36,846 +166%
JP Morgan Chase
43
JP Morgan Chase
New York
$5.79M +$675K +6,655 +13%
WF
44
WealthTrust Fairport
Ohio
$5.78M +$1.41M +13,943 +32%
AIG
45
American International Group
New York
$5.77M +$1.38M +13,598 +31%
NEPWA
46
New England Private Wealth Advisors
Massachusetts
$5.68M +$1.82M +17,976 +47%
SC
47
SouthState Corp
Florida
$5.64M -$1.74M -17,170 -24%
CWM
48
Cabot Wealth Management
Massachusetts
$5.55M +$2.24M +22,117 +68%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$5.48M -$3.94M -38,878 -42%
PA
50
Pinnacle Associates
New York
$5.19M -$147K -1,445 -3%

MINT Hedge Fund Activity: Q4 2013 in Review

170 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2013, worth a combined $2.06B — down 4.7% from $2.16B a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new MINT positions and 17 closed out — a net gain of 13 holders — while 60 added to existing stakes and 68 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $74M. The largest seller was Curian Capital, cutting an estimated $139M.

  • 170 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2013, up from 159 in Q3 2013.
  • Funds reported $2.06B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2013, down 4.7% quarter-over-quarter.
  • 30 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2013 and 17 closed out, a net change of +13 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $74M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2013 was Curian Capital, an estimated $139M sold.

Based on aggregated 13F filings for Q4 2013.