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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

159 hedge funds and large institutions have $2.16B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 73 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

59% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 46

10% more funds holding

Funds holding: 145159 (+14)

6% more capital invested

Capital invested by funds: $2.04B → $2.16B (+$122M)

2.71% less ownership

Funds ownership: 57.17%54.47% (-2.7%)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

Holders
159
Holders Change
+14
Holders Change %
+9.66%
% of All Funds
5.16%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
26
Increased
73
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
26
TD Capital Management
Tennessee
$17.7M -$2.54M -25,049 -13%
Jane Street
27
Jane Street
New York
$16.4M +$16.4M +161,954 New
WG
28
Welch Group
Alabama
$12M -$185K -1,830 -2%
LG
29
LaFleur & Godfrey
Michigan
$11.2M +$134K +1,325 +1%
EK
30
Evensky & Katz
Florida
$10.2M -$58.4K -576 -0.6%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$9.43M +$5.92M +58,460 +169%
WT
32
Whittier Trust
California
$9.23M +$437K +4,312 +5%
AA
33
ALPS Advisors
Colorado
$9.13M -$65.9K -650 -0.7%
BCMO
34
Buckingham Capital Management (Ohio)
Ohio
$8.78M +$3.07M +30,281 +54%
FBNAT
35
FirstMerit Bank N.A. Trustee
Ohio
$7.44M +$741K +7,312 +11%
SC
36
SouthState Corp
Florida
$7.39M +$635K +6,270 +9%
Creative Planning
37
Creative Planning
Kansas
$7.23M +$2.08M +20,571 +41%
CSIC
38
Clifford Swan Investment Counsel
California
$6.91M +$284K +2,806 +4%
MM
39
Main Management
California
$6.49M +$196K +1,938 +3%
NA
40
Nottingham Advisors
New York
$6.14M +$1.42M +13,980 +30%
HT
41
HighTower Trust
Texas
$6.06M
Deutsche Bank
42
Deutsche Bank
Germany
$5.78M +$4.49M +44,276 +348%
PA
43
Pinnacle Associates
New York
$5.34M +$550K +5,430 +11%
SNC
44
Stifel Nicolaus & Co
Missouri
$5.24M +$2.37M +23,358 +83%
SAM
45
Summit Asset Management
Tennessee
$5.14M -$1.07M -10,524 -17%
JP Morgan Chase
46
JP Morgan Chase
New York
$5.12M -$1.02M -10,098 -17%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$4.98M +$292K +2,886 +6%
CCWA
48
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$4.96M +$4.96M +48,896 New
PPA
49
Parametric Portfolio Associates
Washington
$4.75M +$1.88M +18,596 +66%
VA
50
Valmark Advisers
Ohio
$4.72M -$267K -2,639 -5%

MINT Hedge Fund Activity: Q3 2013 in Review

159 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2013, worth a combined $2.16B — up 6% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MINT positions and 11 closed out — a net gain of 15 holders — while 73 added to existing stakes and 46 trimmed.

The largest buyer was Jefferies Group, adding an estimated $96.2M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $60.8M sold.

  • 159 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2013, up from 145 in Q2 2013.
  • Funds reported $2.16B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 26 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2013 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2013 was Jefferies Group, an estimated $96.2M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2013 was Guggenheim Capital, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.