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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

468 hedge funds and large institutions have $6.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 195 increasing their positions, 167 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 35

17% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 167

2.9% more ownership

Funds ownership: 45.12%48.01% (+2.9%)

3% more funds holding

Funds holding: 455468 (+13)

2% less funds holding in top 10

Funds holding in top 10: 6261 (-1)

7% less capital invested

Capital invested by funds: $6.57B → $6.1B (-$473M)

Holders
468
Holders Change
+13
Holders Change %
+2.86%
% of All Funds
10.26%
Holding in Top 10
61
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.61%
% of All Funds
1.34%
New
51
Increased
195
Reduced
167
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SS
301
Simplicity Solutions
Minnesota
$760K +$32.7K +322 +5%
MAS
302
Managed Account Services
Florida
$756K +$311K +3,060 +70%
AAS
303
Annex Advisory Services
Wisconsin
$751K -$83.3K -819 -10%
LRPA
304
L. Roy Papp & Associates
Arizona
$745K
ACM
305
Alpha Capital Management
Texas
$743K +$14.2K +140 +2%
CIM
306
Confluence Investment Management
Missouri
$742K +$500K +4,916 +207%
SFI
307
SPC Financial Inc
Maryland
$740K +$140K +1,378 +23%
FSA
308
Financial Sense Advisors
California
$734K -$475K -4,668 -39%
DLHL
309
Donald L. Hagan LLC
Florida
$730K +$12.9K +127 +2%
AIP
310
Almanack Investment Partners
Pennsylvania
$707K +$64.6K +635 +10%
SCA
311
Snowden Capital Advisors
New York
$705K -$52.9K -520 -7%
Ameriprise
312
Ameriprise
Minnesota
$687K +$686K +6,751 New
IDA
313
Intelligence Driven Advisers
California
$677K +$136K +1,338 +25%
FAAS
314
First Allied Advisory Services
California
$676K +$93.8K +923 +16%
GIM
315
Greenwich Investment Management
Connecticut
$672K +$672K +6,609 New
OC
316
Oarsman Capital
Wisconsin
$662K -$10.2K -100 -2%
ASN
317
Advisory Services Network
Georgia
$661K
MAU
318
MRA Associates USA
Arizona
$655K +$207K +2,032 +46%
Comerica Bank
319
Comerica Bank
Texas
$645K +$384K +3,774 +147%
LSPW
320
Lake Street Private Wealth
Illinois
$642K +$642K +6,315 New
FNT
321
First National Trust
Pennsylvania
$637K
Cetera Investment Advisers
322
Cetera Investment Advisers
Illinois
$637K +$206K +2,025 +48%
CCM
323
Canal Capital Management
Virginia
$626K -$514K -5,057 -45%
ACP
324
Aviance Capital Partners
Florida
$623K +$8.13K +80 +1%
IA
325
IFG Advisory
Georgia
$619K -$16.3K -160 -3%

MINT Hedge Fund Activity: Q3 2019 in Review

468 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2019, worth a combined $6.1B — down 7.2% from $6.57B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new MINT positions and 35 closed out — a net gain of 16 holders — while 195 added to existing stakes and 167 trimmed.

The largest buyer was UBS Group, adding an estimated $337M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $51M.

  • 468 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2019, up from 455 in Q2 2019.
  • Funds reported $6.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2019, down 7.2% quarter-over-quarter.
  • 51 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2019 and 35 closed out, a net change of +16 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2019 was UBS Group, an estimated $337M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2019 was Charles Schwab Investment Advisory, an estimated $51M sold.

Based on aggregated 13F filings for Q3 2019.