Confluence Investment Management’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-2,375	Closed	-$235K	–	322
2022 Q3	$235K	Hold	2,375	–	–	﹤0.01%	282
2022 Q2	$235K	Sell	2,375 -2,458	-51%	-$245K	﹤0.01%	293
2022 Q1	$484K	Sell	4,833 -175	-3%	-$17.7K	0.01%	239
2021 Q4	$509K	Sell	5,008 -18	-0.4%	-$1.83K	0.01%	234
2021 Q3	$512K	Buy	5,026 +193	+4%	+$19.7K	0.01%	232
2021 Q2	$493K	Hold	4,833	–	–	0.01%	235
2021 Q1	$493K	Hold	4,833	–	–	0.01%	236
2020 Q4	$493K	Sell	4,833 -2,458	-34%	-$251K	0.01%	240
2020 Q3	$743K	Hold	7,291	–	–	0.01%	218
2020 Q2	$741K	Hold	7,291	–	–	0.01%	218
2020 Q1	$722K	Buy	7,291 +4,916	+207%	+$497K	0.01%	221
2019 Q4	$242K	Sell	2,375 -4,916	-67%	-$500K	﹤0.01%	272
2019 Q3	$742K	Buy	7,291 +4,916	+207%	+$500K	0.01%	223
2019 Q2	$242K	Sell	2,375 -210	-8%	-$21.3K	﹤0.01%	272
2019 Q1	$263K	Hold	2,585	–	–	﹤0.01%	265
2018 Q4	$261K	Hold	2,585	–	–	﹤0.01%	281
2018 Q3	$263K	Buy	2,585 +210	+9%	+$21.3K	﹤0.01%	280
2018 Q2	$241K	Hold	2,375	–	–	﹤0.01%	289
2018 Q1	$241K	Hold	2,375	–	–	﹤0.01%	212
2017 Q4	$241K	Hold	2,375	–	–	﹤0.01%	226
2017 Q3	$242K	Buy	+2,375	New	+$242K	﹤0.01%	220