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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

308 hedge funds and large institutions have $4.48B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 161 increasing their positions, 88 reducing their positions, and 19 closing their positions.

Holders
308
Holders Change
+6
Holders Change %
+1.99%
% of All Funds
6.23%
Holding in Top 10
33
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.45%
% of All Funds
0.67%
New
26
Increased
161
Reduced
88
Closed
19
Calls
–
Puts
$553K
Net Calls
-$553K
Net Calls Change
-$553K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$784M
2
LPL Financial
2
LPL Financial
California
$210M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$103M
4
Wells Fargo
4
Wells Fargo
California
$358M
5
UBS Group
5
UBS Group
Switzerland
$202M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$108M
2
CCFM
2
Clear Creek Financial Management
Washington
$0
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$27.8M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$11.3M
5
AWA
5
ARQ Wealth Advisors
Arizona
$0
Name Market Value Shares Shares
Change 		Shares
Change %
FFN
76
Focus Financial Network
Minnesota
$6.24M 120,746 +15,676 +15%
WI
77
Wintrust Investments
Illinois
$6.2M 119,954 +7,758 +7%
FAIM
78
Financial Advocates Investment Management
Washington
$6.05M 117,099 +23,715 +25%
CA
79
Claro Advisors
Massachusetts
$5.95M 115,096 +17,989 +19%
AAS
80
Avantax Advisory Services
Texas
$5.9M 114,349 +13,255 +13%
SI
81
Stephens Inc
Arkansas
$5.88M 113,760 +72,005 +172%
ASN
82
Advisory Services Network
Georgia
$5.85M 113,257 +11,625 +11%
FHC
83
First Heartland Consultants
Missouri
$5.85M 113,151 +4,991 +5%
SPC
84
Sigma Planning Corp
Michigan
$5.69M 109,995 +88,326 +408%
CAN
85
Cetera Advisor Networks
California
$5.58M 108,010 +10,500 +11%
CSM
86
CAMG Solamere Management
North Carolina
$5.42M 104,848 +5,762 +6%
BRWM
87
B. Riley Wealth Management
Tennessee
$5.35M 103,456 +82,806 +401%
SIM
88
SSI Investment Management
California
$5.25M 101,636 +10,978 +12%
GLA
89
Good Life Advisors
Pennsylvania
$5.16M 99,864 +45,693 +84%
RCAG
90
Rehmann Capital Advisory Group
Michigan
$5.06M 97,945 +43,935 +81%
PBF
91
Petix & Botte Financial
California
$4.89M 94,411 -53,544 -36%
22CM
92
20/20 Capital Management
California
$4.74M 91,746 -3,130 -3%
CM
93
Columbus Macro
Pennsylvania
$4.67M 90,268 -25,926 -22%
KPWS
94
Kestra Private Wealth Services
Texas
$4.66M 90,200 +90,200 New
SFS
95
Sowell Financial Services
Arkansas
$4.59M 88,831 -16,036 -15%
Rockefeller Capital Management
96
Rockefeller Capital Management
New York
$4.53M 87,616 +30,412 +53%
APWA
97
Atlas Private Wealth Advisors
New Jersey
$4.53M 87,568 +27,219 +45%
DADC
98
D.A. Davidson & Co
Montana
$4.51M 87,175 +6,767 +8%
SF
99
Synovus Financial
Georgia
$4.42M 85,506 +85,237 +31,687%
CWM
100
Cranbrook Wealth Management
Michigan
$4.32M 83,587 +674 +0.8%
2 3
4
5 6