Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

346 hedge funds and large institutions have $5.31B invested in Legg Mason, Inc. in 2014 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 84 increasing their positions, 167 reducing their positions, and 44 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

346

Holders Change

-10

Holders Change %

-2.81%

% of All Funds

10%

Holding in Top 10

Holding in Top 10 Change

-3

Holding in Top 10 Change %

-20%

% of All Funds

0.35%

New

Increased

Reduced

167

Closed

Calls

$25.5M

Puts

$10.5M

Net Calls

+$15M

Net Calls Change

+$33.6M

Top Buyers

1	FPP Findlay Park Partners London, United Kingdom	$85.1M
2	PC PointState Capital New York	$41.6M
3	TCIM TIAA CREF Investment Management New York	$74.6M
4	JPMorgan Chase & Co New York	$232M
5	MNA Manning & Napier Advisors Fairport, New York	$17.4M

Top Sellers

1	SAM Southeastern Asset Management Memphis, Tennessee	$0
2	T. Rowe Price Associates Baltimore, Maryland	$616M
3	MAMU Marathon Asset Management (UK) London, United Kingdom	$0
4	Arrowstreet Capital Boston, Massachusetts	$0
5	GC Greenlight Capital New York	$0

#	Name	Holding	Trade Value	Shares Change	Shares Change %
201	CPIM 201 Columbia Partners Investment Management Alexandria, Virginia	$920K	+$920K	+18,762	New
202	TRSOTSOK 202 Teachers Retirement System of the State of Kentucky Frankfort, Kentucky	$902K	–	–	–
203	203 Janus Henderson Group London, United Kingdom	$875K	+$137K	+2,800	+19%
204	GCP 204 GSA Capital Partners London, United Kingdom	$871K	-$288K	-5,863	-25%
205	SCM 205 Sterling Capital Management Charlotte, North Carolina	$844K	-$546K	-11,150	-39%
206	OTPPB 206 Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada	$839K	-$201K	-4,097	-19%
207	207 US Bancorp Minneapolis, Minnesota	$822K	-$8.34K	-170	-1%
208	208 Marshall Wace London, United Kingdom	$802K	+$802K	+16,354	New
209	209 Bank of Montreal Toronto, Ontario, Canada	$793K	+$1.72K	+35	+0.2%
210	LS 210 Livforsakringsbolaget Skandia Stockholm, Sweden	$783K	+$783K	+15,967	New
211	LCS 211 Levin Capital Strategies New York	$758K	-$12.4M	-252,181	-94%
212	212 CIBC Asset Management Toronto, Ontario, Canada	$755K	+$23.1K	+470	+3%
213	WAM 213 World Asset Management Detroit, Michigan	$754K	-$109K	-2,225	-13%
214	CNB 214 City National Bank Beverly Hills, California	$753K	+$294	+6	+0%
215	215 Nomura Asset Management Tokyo, Japan	$750K	-$42.2K	-860	-5%
216	216 Susquehanna International Group Bala Cynwyd, Pennsylvania	$749K	-$19M	-387,147	-96%
217	FM 217 Foster & Motley Cincinnati, Ohio	$743K	-$64.5K	-1,314	-8%
218	218 PNC Financial Services Group Pittsburgh, Pennsylvania	$739K	+$159K	+3,227	+27%
219	NMERB 219 New Mexico Educational Retirement Board Santa Fe, New Mexico	$682K	+$682K	+13,914	New
220	NIC 220 Northwest Investment Counselors Lake Oswego, Oregon	$681K	-$29.2K	-595	-4%
221	TMAM 221 Tokio Marine Asset Management Tokyo, Japan	$667K	-$29.4K	-600	-4%
222	DADC 222 D.A. Davidson & Co Great Falls, Montana	$647K	-$221K	-4,514	-25%
223	RFC 223 Russell Frank Company Seattle, Washington	$646K	-$1.63M	-35,431	-72%
224	V 224 Veritable Wilmington, Delaware	$639K	+$1.82K	+37	+0.3%
225	MIU 225 Man Investments (UK) London, United Kingdom	$634K	-$1.53M	-31,161	-71%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM