Nomura Asset Management’s Legg Mason, Inc. LM Stock Holding History

Nomura Asset Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-2,390	Closed	-$73K	–	1337
2016 Q4	$73K	Buy	+2,390	New	+$75.1K	﹤0.01%	1115
2016 Q3	–	Sell	-2,390	Closed	-$70K	–	1095
2016 Q2	$70K	Sell	2,390 -9,300	-80%	-$301K	﹤0.01%	1042
2016 Q1	$405K	Buy	11,690 +520	+5%	+$16.3K	0.01%	822
2015 Q4	$438K	Hold	11,170	–	–	0.01%	804
2015 Q3	$465K	Hold	11,170	–	–	0.01%	802
2015 Q2	$576K	Hold	11,170	–	–	0.01%	785
2015 Q1	$617K	Sell	11,170 -2,330	-17%	-$131K	0.01%	769
2014 Q4	$725K	Sell	13,500 -1,000	-7%	-$52.8K	0.01%	711
2014 Q3	$742K	Sell	14,500 -800	-5%	-$39.7K	0.01%	666
2014 Q2	$785K	Hold	15,300	–	–	0.01%	657
2014 Q1	$750K	Sell	15,300 -860	-5%	-$38.3K	0.01%	655
2013 Q4	$703K	Sell	16,160 -500	-3%	-$19.4K	0.01%	672
2013 Q3	$557K	Sell	16,660 -16,344	-50%	-$547K	0.01%	724
2013 Q2	$1.02M	Buy	+33,004	New	+$1.08M	0.02%	567

Other funds holding LM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Nomura Asset Management's LM Position: Q1 2017 in Review

Nomura Asset Management sold out of Legg Mason, Inc. (LM) in Q1 2017, closing a stake of 2,390 shares — an estimated $73K sold.

Nomura Asset Management first reported a position in LM in Q2 2013 and held it in 14 quarters. The position peaked at $1.02M in Q2 2013. 301 funds tracked by Wall St. Rank hold LM as of Q1 2017.

Nomura Asset Management reported no remaining Legg Mason, Inc. position as of Q1 2017 after selling out during the quarter.
Nomura Asset Management sold 2,390 Legg Mason, Inc. shares in Q1 2017, an estimated $73K.
Nomura Asset Management first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 14 quarters.
Nomura Asset Management's Legg Mason, Inc. position peaked at $1.02M in Q2 2013.
301 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2017.

Based on Nomura Asset Management's 13F filing for Q1 2017, filed 12 May 2017.