Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

359 hedge funds and large institutions have $3.15B invested in Legg Mason, Inc. in 2018 Q1 according to their latest regulatory filings, with 55 funds opening new positions, 127 increasing their positions, 106 reducing their positions, and 39 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

359

Holders Change

+10

Holders Change %

+2.87%

% of All Funds

8.24%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

+40%

% of All Funds

0.16%

New

Increased

127

Reduced

106

Closed

Calls

$10.6M

Puts

$5.77M

Net Calls

+$4.8M

Net Calls Change

+$2.21M

Top Buyers

1	1 Fidelity Investments Boston, Massachusetts	$208M
2	2 Prudential Financial Newark, New Jersey	$32.9M
3	3 Vanguard Group Malvern, Pennsylvania	$333M
4	4 Fiera Capital (Canada) Montreal, Quebec, Canada	$19.3M
5	MSL 5 Mackay Shields LLC New York	$17.8M

Top Sellers

1	1 Invesco Atlanta, Georgia	$6.64M
2	2 Millennium Management New York	$11.3M
3	MFIMFI 3 Mesirow Financial Investment Management - Fixed Income Chicago, Illinois	$0
4	4 Two Sigma Investments New York	$0
5	5 Axa Paris, France	$6.12M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
176	ZIG 176 Zurich Insurance Group Zurich, Switzerland	$1.08M	–	–	–
177	MERSOM 177 Municipal Employees' Retirement System of Michigan Lansing, Michigan	$1.07M	–	–	–
178	SWM 178 SeaCrest Wealth Management Purchase, New York	$1.07M	-$15.2K	-375	-1%
179	EGM 179 Engineers Gate Manager New York	$1.06M	-$1.81M	-44,549	-63%
180	MLICM 180 Metropolitan Life Insurance Company (MetLife) New York	$1.03M	+$41	+1	+0%
181	AIP 181 Ameritas Investment Partners Lincoln, Nebraska	$1.02M	-$17.7K	-435	-2%
182	SAM 182 Shell Asset Management The Hague, Netherlands	$1.01M	+$1.01M	+24,898	New
183	183 Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts	$1M	+$110K	+2,700	+12%
184	OC 184 Oppenheimer & Co New York	$996K	+$565K	+13,895	+131%
185	NMERB 185 New Mexico Educational Retirement Board Santa Fe, New Mexico	$959K	+$85.3K	+2,100	+10%
186	186 Pacer Advisors Malvern, Pennsylvania	$951K	+$136K	+3,345	+17%
187	IIC 187 Ironwood Investment Counsel Scottsdale, Arizona	$928K	+$1.02K	+25	+0.1%
188	COPPSERS 188 Commonwealth of Pennsylvania Public School Employees Retirement System Harrisburg, Pennsylvania	$927K	+$419K	+10,305	+83%
189	LSERS 189 Louisiana State Employees Retirement System Baton Rouge, Louisiana	$902K	+$24.4K	+600	+3%
190	SI 190 Stephens Inc Little Rock, Arkansas	$885K	+$885K	+21,764	New
191	191 Rafferty Asset Management New York	$871K	+$141K	+3,469	+19%
192	BC 192 Brinker Capital Berwyn, Pennsylvania	$850K	+$334K	+8,215	+65%
193	AAM 193 Auxier Asset Management Aurora, Oregon	$829K	-$6.1K	-150	-0.7%
194	194 ProShare Advisors Bethesda, Maryland	$795K	-$16K	-393	-2%
195	LCS 195 Levin Capital Strategies New York	$791K	–	–	–
196	196 HSBC Holdings London, United Kingdom	$788K	-$92.5K	-2,273	-11%
197	197 Teacher Retirement System of Texas Austin, Texas	$786K	-$458K	-11,250	-37%
198	198 Thrivent Financial for Lutherans Minneapolis, Minnesota	$779K	+$25K	+615	+3%
199	199 Public Employees Retirement Association of Colorado Denver, Colorado	$763K	+$2.93K	+72	+0.4%
200	WB 200 WesBanco Bank Wheeling, West Virginia	$760K	+$760K	+18,686	New

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM