Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
126	126 Ohio Public Employees Retirement System (OPERS) Columbus, Ohio	$3.4M	+$14K	+253	+0.4%
127	127 Retirement Systems of Alabama Montgomery, Alabama	$3.17M	-$204K	-3,704	-6%
128	PAMU 128 Pictet Asset Management (UK) London, United Kingdom	$3.12M	+$94.8K	+1,800	+3%
129	129 Zurich Cantonal Bank Zurich, Switzerland	$3.11M	+$606K	+10,978	+24%
130	MLICM 130 Metropolitan Life Insurance Company (MetLife) New York	$3.09M	-$77.3K	-1,401	-2%
131	SCM 131 Stevens Capital Management Radnor, Pennsylvania	$3.04M	+$795K	+14,402	+35%
132	132 Two Sigma Advisers New York	$3.03M	+$3.03M	+54,808	New
133	SLF 133 Sun Life Financial Toronto, Ontario, Canada	$2.96M	-$643K	-11,646	-18%
134	SC 134 SouthState Corp Winter Haven, Florida	$2.93M	+$262K	+4,750	+10%
135	LTI 135 Laffer Tengler Investments Nashville, Tennessee	$2.88M	+$2.88M	+52,179	New
136	136 TD Asset Management Toronto, Ontario, Canada	$2.68M	-$38.2K	-692	-1%
137	CM 137 Castleark Management Chicago, Illinois	$2.62M	+$773K	+14,000	+42%
138	EAM 138 Eagle Asset Management St Petersburg, Florida	$2.49M	+$2.49M	+45,178	New
139	BCIM 139 British Columbia Investment Management Victoria, British Columbia, Canada	$2.46M	-$781K	-14,156	-24%
140	UOC 140 UBS O'Connor Chicago, Illinois	$2.44M	+$2.44M	+44,162	New
141	141 Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada	$2.42M	-$271K	-4,900	-10%
142	CG 142 Colony Group Boston, Massachusetts	$2.31M	-$2.04K	-37	-0.1%
143	PGIM 143 Pacific Global Investment Management Glendale, California	$2.25M	-$497	-9	-0%
144	HS 144 HighVista Strategies Boston, Massachusetts	$2.25M	-$2.68M	-48,599	-54%
145	NFA 145 Nationwide Fund Advisors Columbus, Ohio	$2.19M	-$20.7K	-375	-0.9%
146	PP 146 PDT Partners New York	$2.16M	+$1.1M	+19,976	+104%
147	ARTA 147 A.R.T. Advisors New York	$2.12M	-$3.4M	-61,556	-62%
148	SOMRS 148 State of Michigan Retirement System Lansing, Michigan	$2.11M	-$171K	-3,100	-7%
149	MPAM 149 Murphy Pohlad Asset Management Eden Prairie, Minnesota	$2.1M	-$160K	-2,890	-7%
150	GIA 150 Gargoyle Investment Advisor Englewood, New Jersey	$2.07M	-$1.02M	-18,498	-33%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM