Sun Life Financial’s Legg Mason, Inc. LM Stock Holding History

Sun Life Financial’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-428	Closed	-$15K	–	645
2018 Q2	$15K	Buy	+428	New	+$16.2K	﹤0.01%	613
2016 Q4	–	Sell	-4,796	Closed	-$161K	–	521
2016 Q3	$161K	Sell	4,796 -7,010	-59%	-$234K	0.02%	78
2016 Q2	$348K	Sell	11,806 -7,319	-38%	-$237K	0.04%	97
2016 Q1	$663	Sell	19,125 -6,950	-27%	-$218K	﹤0.01%	127
2015 Q4	$1.02M	Sell	26,075 -8,447	-24%	-$362K	0.14%	64
2015 Q3	$1.44M	Sell	34,522 -19,047	-36%	-$882K	0.31%	52
2015 Q2	$2.76M	Hold	53,569	–	–	0.29%	41
2015 Q1	$2.96M	Sell	53,569 -11,646	-18%	-$654K	0.31%	36
2014 Q4	$3.48M	Sell	65,215 -9,147	-12%	-$483K	0.36%	36
2014 Q3	$3.8M	Sell	74,362 -16,464	-18%	-$817K	0.4%	35
2014 Q2	$4.66M	Sell	90,826 -8,802	-9%	-$424K	0.48%	30
2014 Q1	$4.89M	Sell	99,628 -47,444	-32%	-$2.11M	0.49%	37
2013 Q4	$6.39M	Sell	147,072 -42,601	-22%	-$1.65M	0.57%	45
2013 Q3	$6.34M	Sell	189,673 -11,306	-6%	-$379K	0.57%	54
2013 Q2	$6.23M	Buy	+200,979	New	+$6.57M	0.53%	58

Other funds holding LM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Sun Life Financial's LM Position: Q3 2018 in Review

Sun Life Financial sold out of Legg Mason, Inc. (LM) in Q3 2018, closing a stake of 428 shares — an estimated $15K sold.

Sun Life Financial first reported a position in LM in Q2 2013 and held it in 15 quarters. The position peaked at $6.39M in Q4 2013. 337 funds tracked by Wall St. Rank hold LM as of Q3 2018.

Sun Life Financial reported no remaining Legg Mason, Inc. position as of Q3 2018 after selling out during the quarter.
Sun Life Financial sold 428 Legg Mason, Inc. shares in Q3 2018, an estimated $15K.
Sun Life Financial first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 15 quarters.
Sun Life Financial's Legg Mason, Inc. position peaked at $6.39M in Q4 2013.
337 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2018.

Based on Sun Life Financial's 13F filing for Q3 2018, filed 13 Nov 2018.