Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

329

Holders Change

Holders Change %

+0.92%

% of All Funds

7.23%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.2%

New

Increased

Reduced

143

Closed

Calls

$20.5M

Puts

$38.5M

Net Calls

-$17.9M

Net Calls Change

+$35.7M

Top Buyers

1	1 Nuveen Asset Management Chicago, Illinois	$44.8M
2	2 Invesco Atlanta, Georgia	$73.6M
3	3 Balyasny Asset Management Chicago, Illinois	$21.4M
4	4 Prudential Financial Newark, New Jersey	$14.8M
5	5 Bank of America Charlotte, North Carolina	$29.8M

Top Sellers

1	1 State of New Jersey Common Pension Fund D Trenton, New Jersey	$2.37M
2	2 BlackRock New York	$293M
3	3 Dimensional Fund Advisors Austin, Texas	$143M
4	4 Renaissance Technologies New York	$48.4M
5	CBOA 5 Commonwealth Bank of Australia Sydney, NSW, Australia	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
76	RGI 76 River Global Investors London, United Kingdom	$4.96M	129,921	-1,398	-1%
77	77 UBS AM Chicago, Illinois	$4.81M	125,855	-12,570	-9%
78	78 Comerica Bank Dallas, Texas	$4.79M	134,762	-11,308	-8%
79	79 Two Sigma Advisers New York	$4.72M	123,700	+23,500	+23%
80	80 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$4.65M	121,134	-20,070	-14%
81	CS 81 Credit Suisse Zurich, Switzerland	$4.5M	117,926	-776	-0.7%
82	82 Deutsche Bank Frankfurt Am Main Ge, Germany	$4.29M	112,332	-26,067	-19%
83	83 Nisa Investment Advisors St. Louis, Missouri	$4.08M	106,815	+22,700	+27%
84	84 Retirement Systems of Alabama Montgomery, Alabama	$4.05M	105,999	-6,638	-6%
85	AG 85 Aperio Group Sausalito, California	$4.04M	105,646	-1,710	-2%
86	AIMCA 86 Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada	$3.93M	103,000	+45,200	+78%
87	87 Citigroup New York	$3.87M	101,282	-27,266	-21%
88	IP 88 Interval Partners New York	$3.84M	100,514	-2,823	-3%
89	N 89 Natixis Paris, France	$3.4M	89,120	+89,120	New
90	WP 90 WMS Partners Towson, Maryland	$3.39M	88,883	-10,000	-10%
91	91 Barclays London, United Kingdom	$3.37M	88,185	+10,494	+14%
92	PCM 92 Prana Capital Management Greenwich, Connecticut	$3.29M	86,237	-7,250	-8%
93	93 SG Americas Securities New York	$3.22M	84,260	-7,960	-9%
94	ACL 94 Azora Capital LP Miami, Florida	$2.97M	77,752	+77,752	New
95	95 UBS Group Zurich, Switzerland	$2.92M	76,312	+23,051	+43%
96	96 First Trust Advisors Wheaton, Illinois	$2.83M	74,056	-20,515	-22%
97	CSS 97 Cubist Systematic Strategies Stamford, Connecticut	$2.79M	72,992	-17,122	-19%
98	BAM 98 Boyar Asset Management New York	$2.79M	72,971	+31	+0%
99	MOACM 99 Mutual of America Capital Management New York	$2.78M	72,825	-3,696	-5%
100	FSA 100 Financial Sense Advisors San Diego, California	$2.75M	71,978	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM