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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

329 hedge funds and large institutions have $2.9B invested in Legg Mason, Inc. in 2019 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 86 increasing their positions, 143 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 38

1% more funds holding

Funds holding: 326329 (+3)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

1% less capital invested

Capital invested by funds: $2.94B → $2.9B (-$39.7M)

40% less repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 143

47% less call options, than puts

Call options by funds: $20.5M | Put options by funds: $38.5M

Holders
329
Holders Change
+3
Holders Change %
+0.92%
% of All Funds
7.21%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.2%
New
41
Increased
86
Reduced
143
Closed
38
Calls
$20.5M
Puts
$38.5M
Net Calls
-$17.9M
Net Calls Change
+$35.7M
Name Holding Trade Value Shares
Change
Change in
Stake
RGI
76
River Global Investors
United Kingdom
$4.96M -$52.9K -1,398 -1%
UBS AM
77
UBS AM
Illinois
$4.81M -$476K -12,570 -9%
Comerica Bank
78
Comerica Bank
Texas
$4.79M -$428K -11,308 -8%
Two Sigma Advisers
79
Two Sigma Advisers
New York
$4.72M +$889K +23,500 +23%
Manulife (Manufacturers Life Insurance)
80
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.65M -$759K -20,070 -14%
CS
81
Credit Suisse
Switzerland
$4.5M -$29.4K -776 -0.7%
Deutsche Bank
82
Deutsche Bank
Germany
$4.29M -$986K -26,067 -19%
Nisa Investment Advisors
83
Nisa Investment Advisors
Missouri
$4.08M +$859K +22,700 +27%
Retirement Systems of Alabama
84
Retirement Systems of Alabama
Alabama
$4.05M -$251K -6,638 -6%
AG
85
Aperio Group
California
$4.04M -$64.7K -1,710 -2%
AIMCA
86
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$3.93M +$1.71M +45,200 +78%
Citigroup
87
Citigroup
New York
$3.87M -$1.03M -27,266 -21%
IP
88
Interval Partners
New York
$3.84M -$107K -2,823 -3%
N
89
Natixis
France
$3.4M +$3.37M +89,120 New
WP
90
WMS Partners
Maryland
$3.39M -$378K -10,000 -10%
Barclays
91
Barclays
United Kingdom
$3.37M +$397K +10,494 +14%
PCM
92
Prana Capital Management
Connecticut
$3.29M -$274K -7,250 -8%
SG Americas Securities
93
SG Americas Securities
New York
$3.22M -$301K -7,960 -9%
ACL
94
Azora Capital LP
Florida
$2.97M +$2.94M +77,752 New
UBS Group
95
UBS Group
Switzerland
$2.92M +$872K +23,051 +43%
First Trust Advisors
96
First Trust Advisors
Illinois
$2.83M -$776K -20,515 -22%
CSS
97
Cubist Systematic Strategies
Connecticut
$2.79M -$648K -17,122 -19%
BAM
98
Boyar Asset Management
New York
$2.79M +$1.17K +31 +0%
MOACM
99
Mutual of America Capital Management
New York
$2.78M -$140K -3,696 -5%
FSA
100
Financial Sense Advisors
California
$2.75M

LM Hedge Fund Activity: Q3 2019 in Review

329 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2019, worth a combined $2.9B — down 1.3% from $2.94B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new LM positions and 38 closed out — a net gain of 3 holders — while 86 added to existing stakes and 143 trimmed.

The largest buyer was Nuveen, adding an estimated $23.4M. The largest seller was State of New Jersey Common Pension Fund D, cutting an estimated $30.9M.

  • 329 institutional investors held Legg Mason, Inc. (LM) as of Q3 2019, up from 326 in Q2 2019.
  • Funds reported $2.9B of Legg Mason, Inc. stock for Q3 2019, down 1.3% quarter-over-quarter.
  • 41 funds opened new Legg Mason, Inc. positions in Q3 2019 and 38 closed out, a net change of +3 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2019 was Nuveen, an estimated $23.4M added.
  • The largest Legg Mason, Inc. seller in Q3 2019 was State of New Jersey Common Pension Fund D, an estimated $30.9M sold.

Based on aggregated 13F filings for Q3 2019.