Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

374 hedge funds and large institutions have $5.34B invested in Legg Mason, Inc. in 2015 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 116 increasing their positions, 169 reducing their positions, and 35 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

374

Holders Change

-3

Holders Change %

-0.8%

% of All Funds

9.98%

Holding in Top 10

Holding in Top 10 Change

-2

Holding in Top 10 Change %

-18.18%

% of All Funds

0.24%

New

Increased

116

Reduced

169

Closed

Calls

$20.4M

Puts

$4.2M

Net Calls

+$16.2M

Net Calls Change

+$11.9M

Top Buyers

1	1 Adage Capital Partners Boston, Massachusetts	$75.4M
2	2 Vanguard Group Malvern, Pennsylvania	$473M
3	3 Millennium Management New York	$31.7M
4	4 Wellington Management Group Boston, Massachusetts	$233M
5	5 Goldman Sachs New York	$58.5M

Top Sellers

1	1 JPMorgan Chase & Co New York	$291M
2	2 Viking Global Investors Stamford, Connecticut	$142M
3	3 T. Rowe Price Associates Baltimore, Maryland	$55.6M
4	4 State of New Jersey Common Pension Fund D Trenton, New Jersey	$48.6M
5	5 Allianz Asset Management Munich, Germany	$4.54M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
26	BG 26 BlackRock Group London, United Kingdom	$46.6M	-$4.64M	-84,079	-9%
27	27 Loomis, Sayles & Company Boston, Massachusetts	$45.5M	-$8.93M	-161,748	-16%
28	28 Geode Capital Management Boston, Massachusetts	$42.8M	+$1.58M	+28,587	+4%
29	29 Morgan Stanley New York	$41.1M	-$929K	-16,830	-2%
30	JCM 30 Junto Capital Management New York	$35.1M	-$1.93M	-35,000	-5%
31	HCMT 31 Highland Capital Management (Texas) Dallas, Texas	$34.4M	+$3.21M	+58,064	+10%
32	SIM 32 Sadoff Investment Management Milwaukee, Wisconsin	$34.3M	+$231K	+4,176	+0.7%
33	PCC 33 Park Circle Company Baltimore, Maryland	$32.5M	–	–	–
34	34 Millennium Management New York	$31.7M	+$18.1M	+328,785	+134%
35	35 Capital World Investors Los Angeles, California	$31.2M	–	–	–
36	36 Los Angeles Capital Management Los Angeles, California	$29.6M	+$2.19M	+39,599	+8%
37	PP 37 Prospector Partners Guilford, Connecticut	$28.2M	-$93.8K	-1,700	-0.3%
38	CS 38 Candriam SCA Strassen, Luxembourg, Luxembourg	$25.9M	-$1.44M	-26,109	-5%
39	39 Pzena Investment Management New York	$25.3M	-$6.29M	-113,951	-20%
40	40 Legal & General Group London, United Kingdom	$25M	-$1.53M	-27,647	-6%
41	GIA 41 Gateway Investment Advisers Cincinnati, Ohio	$24.8M	-$16.1K	-292	-0.1%
42	42 California Public Employees Retirement System Sacramento, California	$22.4M	–	–	–
43	43 UBS AM Chicago, Illinois	$20M	-$1.71M	-30,990	-8%
44	44 Charles Schwab San Francisco, California	$18.5M	+$1.26M	+22,858	+7%
45	GWM 45 Greenwich Wealth Management Greenwich, Connecticut	$16.6M	-$8.28M	-150,000	-33%
46	46 New York State Common Retirement Fund Albany, New York	$16.1M	+$1.38M	+24,947	+9%
47	OCM 47 Olstein Capital Management Purchase, New York	$16.1M	+$2.32M	+42,000	+17%
48	48 Fidelity Investments Boston, Massachusetts	$15.4M	+$11.9M	+215,296	+336%
49	49 Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan	$15.4M	+$813K	+14,726	+6%
50	CCP 50 Clarkston Capital Partners Rochester, Michigan	$15.4M	+$1.11M	+20,059	+8%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM