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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more capital invested

Capital invested by funds: $5.14B → $8.11B (+$2.97B)

57% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 28

52% more call options, than puts

Call options by funds: $12.4M | Put options by funds: $8.15M

3% more funds holding

Funds holding: 366377 (+11)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

27% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 159

Holders
377
Holders Change
+11
Holders Change %
+3.01%
% of All Funds
10.06%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.29%
New
44
Increased
116
Reduced
159
Closed
28
Calls
$12.4M
Puts
$8.15M
Net Calls
+$4.28M
Net Calls Change
+$1.12M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
26
Guggenheim Capital
Illinois
$46.6M +$24.9M +472,485 +118%
Goldman Sachs
27
Goldman Sachs
New York
$40.9M -$10.9M -206,887 -21%
Morgan Stanley
28
Morgan Stanley
New York
$40.6M +$10.3M +195,969 +35%
Geode Capital Management
29
Geode Capital Management
Massachusetts
$39.8M +$816K +15,462 +2%
JCM
30
Junto Capital Management
New York
$35.8M +$35.4M +670,970 New
SIM
31
Sadoff Investment Management
Wisconsin
$32.9M +$303K +5,750 +0.9%
PCC
32
Park Circle Company
Maryland
$31.4M -$633K -12,000 -2%
Pzena Investment Management
33
Pzena Investment Management
New York
$30.6M -$38.1M -721,493 -56%
HCMT
34
Highland Capital Management (Texas)
Texas
$30.2M +$3.92M +74,393 +15%
Capital World Investors
35
Capital World Investors
California
$30.2M
PP
36
Prospector Partners
Connecticut
$27.3M -$7.35M -139,300 -21%
Los Angeles Capital Management
37
Los Angeles Capital Management
California
$26.5M -$1.33M -25,276 -5%
CS
38
Candriam SCA
Luxembourg
$26.5M +$26.2M +495,654 New
Legal & General Group
39
Legal & General Group
United Kingdom
$25.7M -$3.08M -58,328 -11%
Allianz Asset Management
40
Allianz Asset Management
Germany
$24.4M -$9.22M -174,788 -28%
GWM
41
Greenwich Wealth Management
Connecticut
$24M
GIA
42
Gateway Investment Advisers
Ohio
$24M -$6.73M -127,645 -22%
CCMH
43
Cornerstone Capital Management Holdings
New York
$22.6M -$1.76M -33,401 -7%
California Public Employees Retirement System
44
California Public Employees Retirement System
California
$22.4M -$14.9M -282,375 -41%
ACM
45
Academy Capital Management
Texas
$21.5M -$97.1K -1,841 -0.5%
UBS AM
46
UBS AM
Illinois
$21M +$441K +8,368 +2%
WG
47
Winton Group
United Kingdom
$19.9M -$17.8M -338,324 -48%
FPP
48
Findlay Park Partners
United Kingdom
$17.7M -$28.8M -546,000 -62%
Charles Schwab
49
Charles Schwab
California
$16.6M +$438K +8,308 +3%
CS
50
Credit Suisse
Switzerland
$15M -$1.57M -29,786 -10%

LM Hedge Fund Activity: Q4 2014 in Review

377 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2014, worth a combined $8.11B — up 58% from $5.14B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new LM positions and 28 closed out — a net gain of 16 holders — while 116 added to existing stakes and 159 trimmed.

The largest buyer was Viking Global Investors, opening a new position worth an estimated $194M. The largest seller was T. Rowe Price Associates, cutting an estimated $324M.

  • 377 institutional investors held Legg Mason, Inc. (LM) as of Q4 2014, up from 366 in Q3 2014.
  • Funds reported $8.11B of Legg Mason, Inc. stock for Q4 2014, up 58% quarter-over-quarter.
  • 44 funds opened new Legg Mason, Inc. positions in Q4 2014 and 28 closed out, a net change of +16 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2014 was Viking Global Investors, an estimated $194M added.
  • The largest Legg Mason, Inc. seller in Q4 2014 was T. Rowe Price Associates, an estimated $324M sold.

Based on aggregated 13F filings for Q4 2014.