Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

377

Holders Change

+11

Holders Change %

+3.01%

% of All Funds

10.06%

Holding in Top 10

Holding in Top 10 Change

-1

Holding in Top 10 Change %

-8.33%

% of All Funds

0.29%

New

Increased

116

Reduced

159

Closed

Calls

$12.4M

Puts

$8.15M

Net Calls

+$4.28M

Net Calls Change

+$1.12M

Top Buyers

1	1 Viking Global Investors Stamford, Connecticut	$197M
2	2 Wellington Management Group Boston, Massachusetts	$209M
3	3 Citadel Advisors Miami, Florida	$68M
4	4 JPMorgan Chase & Co New York	$341M
5	TCIM 5 TIAA CREF Investment Management New York	$103M

Top Sellers

1	1 T. Rowe Price Associates Baltimore, Maryland	$88.3M
2	2 Bank of New York Mellon New York	$63.2M
3	3 Fidelity Investments Boston, Massachusetts	$3.42M
4	4 Pzena Investment Management New York	$30.6M
5	FPP 5 Findlay Park Partners London, United Kingdom	$17.7M

#	Name	Holding	Trade Value	Shares Change	Shares Change %
26	GC 26 Guggenheim Capital Chicago, Illinois	$46.6M	+$25.2M	+472,485	+118%
27	27 Goldman Sachs New York	$40.9M	-$11M	-206,887	-21%
28	28 Morgan Stanley New York	$40.6M	+$10.5M	+195,969	+35%
29	29 Geode Capital Management Boston, Massachusetts	$39.8M	+$824K	+15,462	+2%
30	JCM 30 Junto Capital Management New York	$35.8M	+$35.8M	+670,970	New
31	SIM 31 Sadoff Investment Management Milwaukee, Wisconsin	$32.9M	+$307K	+5,750	+0.9%
32	PCC 32 Park Circle Company Baltimore, Maryland	$31.4M	-$640K	-12,000	-2%
33	33 Pzena Investment Management New York	$30.6M	-$38.5M	-721,493	-56%
34	HCMT 34 Highland Capital Management (Texas) Dallas, Texas	$30.2M	+$3.97M	+74,393	+15%
35	35 Capital World Investors Los Angeles, California	$30.2M	–	–	–
36	PP 36 Prospector Partners Guilford, Connecticut	$27.3M	-$7.43M	-139,300	-21%
37	37 Los Angeles Capital Management Los Angeles, California	$26.5M	-$1.35M	-25,276	-5%
38	CS 38 Candriam SCA Strassen, Luxembourg, Luxembourg	$26.5M	+$26.5M	+495,654	New
39	39 Legal & General Group London, United Kingdom	$25.7M	-$3.11M	-58,328	-11%
40	40 Allianz Asset Management Munich, Germany	$24.4M	-$9.33M	-174,788	-28%
41	GWM 41 Greenwich Wealth Management Greenwich, Connecticut	$24M	–	–	–
42	GIA 42 Gateway Investment Advisers Cincinnati, Ohio	$24M	-$6.81M	-127,645	-22%
43	CCMH 43 Cornerstone Capital Management Holdings New York	$22.6M	-$1.78M	-33,401	-7%
44	44 California Public Employees Retirement System Sacramento, California	$22.4M	-$15.5M	-282,375	-41%
45	ACM 45 Academy Capital Management Waco, Texas	$21.5M	-$98.3K	-1,841	-0.5%
46	46 UBS AM Chicago, Illinois	$21M	+$447K	+8,368	+2%
47	WG 47 Winton Group London, United Kingdom	$19.9M	-$18.1M	-338,324	-48%
48	FPP 48 Findlay Park Partners London, United Kingdom	$17.7M	-$29.1M	-546,000	-62%
49	49 Charles Schwab San Francisco, California	$16.6M	+$443K	+8,308	+3%
50	CS 50 Credit Suisse Zurich, Switzerland	$15M	-$1.59M	-29,786	-10%

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM