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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

377 hedge funds and large institutions have $8.11B invested in Legg Mason, Inc. in 2014 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 116 increasing their positions, 159 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more capital invested

Capital invested by funds: $5.14B → $8.11B (+$2.97B)

57% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 28

52% more call options, than puts

Call options by funds: $12.4M | Put options by funds: $8.15M

3% more funds holding

Funds holding: 366377 (+11)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

27% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 159

Holders
377
Holders Change
+11
Holders Change %
+3.01%
% of All Funds
10.06%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.29%
New
44
Increased
116
Reduced
159
Closed
28
Calls
$12.4M
Puts
$8.15M
Net Calls
+$4.28M
Net Calls Change
+$1.12M
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
351
Tower Research Capital (TRC)
New York
$22K -$181K -3,436 -89%
SAMC
352
Shinko Asset Management Company
Japan
$21K
HNB
353
Huntington National Bank
Ohio
$21K +$21.1K +399 New
SFFS
354
Stonehage Fleming Financial Services
Jersey
$21K +$21.1K +400 New
RAM
355
Riggs Asset Management
Pennsylvania
$19K
FANJ
356
Financial Architects (New Jersey)
New Jersey
$19K +$19.2K +364 New
Royal London Asset Management
357
Royal London Asset Management
United Kingdom
$17.4K +$364K +6,908 +27%
SA
358
SRH Advisors
Kansas
$16K
Envestnet Asset Management
359
Envestnet Asset Management
Illinois
$14K -$1.53K -29 -10%
WIL
360
Winifred I. Li
$14K +$12.8K +243 +1,429%
PFO
361
Pathstone Family Office
New Jersey
$9K -$6.12K -116 -40%
TFO
362
Tarbox Family Office
California
$8K
Walleye Trading
363
Walleye Trading
New York
$7K +$6.65K +126 New
VFA
364
Virtus Fund Advisers
Connecticut
$6K
Manulife (Manufacturers Life Insurance)
365
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5.69K +$129K +2,441 +2%
NG
366
NatWest Group
United Kingdom
$5.54K +$5.48M +103,790 New
GAM
367
Gemmer Asset Management
California
$5K
NES
368
New England Securities
New York
$5K
AIM
369
Advantage Investment Management
Iowa
$4K +$4.33K +82 New
AA
370
Apriem Advisors
California
$3K
CAW
371
Cornerstone Advisors (Washington)
Washington
$3K
EFSCE
372
Enterprise Financial Services Corp (EFSC)
Missouri
$3K
JFGIW
373
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K
NPC
374
National Planning Corporation
California
$1.54K +$1.53K +29 New
FHA
375
First Horizon Advisors
Tennessee
$1K -$25.8K -489 -96%

LM Hedge Fund Activity: Q4 2014 in Review

377 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q4 2014, worth a combined $8.11B — up 58% from $5.14B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new LM positions and 28 closed out — a net gain of 16 holders — while 116 added to existing stakes and 159 trimmed.

The largest buyer was Viking Global Investors, opening a new position worth an estimated $194M. The largest seller was T. Rowe Price Associates, cutting an estimated $324M.

  • 377 institutional investors held Legg Mason, Inc. (LM) as of Q4 2014, up from 366 in Q3 2014.
  • Funds reported $8.11B of Legg Mason, Inc. stock for Q4 2014, up 58% quarter-over-quarter.
  • 44 funds opened new Legg Mason, Inc. positions in Q4 2014 and 28 closed out, a net change of +16 holders.
  • The largest Legg Mason, Inc. buyer in Q4 2014 was Viking Global Investors, an estimated $194M added.
  • The largest Legg Mason, Inc. seller in Q4 2014 was T. Rowe Price Associates, an estimated $324M sold.

Based on aggregated 13F filings for Q4 2014.