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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

460% more call options, than puts

Call options by funds: $31.2M | Put options by funds: $5.56M

2% more repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 126

6% less funds holding

Funds holding: 390366 (-24)

20% less capital invested

Capital invested by funds: $5.01B → $3.99B (-$1.02B)

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

36% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 61

Holders
366
Holders Change
-24
Holders Change %
-6.15%
% of All Funds
10.22%
Holding in Top 10
5
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-28.57%
% of All Funds
0.14%
New
39
Increased
128
Reduced
126
Closed
61
Calls
$31.2M
Puts
$5.56M
Net Calls
+$25.6M
Net Calls Change
+$23.3M
Name Holding Trade Value Shares
Change
Change in
Stake
WTC
326
WhitTier Trust Company
Nevada
$41K
HF
327
Hoxton Financial
West Virginia
$39K
MAM
328
Mizuho Asset Management
Japan
$38K
W
329
Wealthfront
California
$37K -$142K -3,063 -77%
Bessemer Group
330
Bessemer Group
New Jersey
$31K
PAIA
331
Park Avenue Institutional Advisers
New York
$30K +$2.78K +60 +9%
DLHL
332
Donald L. Hagan LLC
Florida
$29K +$31.7K +685 New
GLI
333
Guardian Life Insurance
New York
$27K +$9.45K +204 +47%
Axa
334
Axa
France
$25K
SFWA
335
Summit Financial Wealth Advisors
Louisiana
$25K
DAM
336
Delta Asset Management
Tennessee
$22K -$12.7K -275 -34%
AAM
337
Advisors Asset Management
Colorado
$21K
RAM
338
Riggs Asset Management
Pennsylvania
$15K
SAMC
339
Shinko Asset Management Company
Japan
$12K
SA
340
SRH Advisors
Kansas
$12K
1832 Asset Management
341
1832 Asset Management
Ontario, Canada
$10K
HR
342
Howe & Rusling
New York
$9K
Twin Tree Management
343
Twin Tree Management
Texas
$8K +$8.76K +189 New
TFO
344
Tarbox Family Office
California
$6K -$278 -6 -4%
HNB
345
Huntington National Bank
Ohio
$6K
Manulife (Manufacturers Life Insurance)
346
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4.77K +$735K +15,858 +16%
KT
347
Kanaly Trust
Texas
$4K -$3.8K -82 -46%
AssetMark Inc
348
AssetMark Inc
California
$4K
GAM
349
Gemmer Asset Management
California
$4K
TRCT
350
Tower Research Capital (TRC)
New York
$4K +$4.17K +90 New

LM Hedge Fund Activity: Q3 2015 in Review

366 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2015, worth a combined $3.99B — down 20% from $5.01B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of LM and 39 opened new positions — a net loss of 22 holders — while 126 trimmed existing stakes and 128 added.

The largest buyer was First Pacific Advisors, opening a new position worth an estimated $60.2M. The largest seller was Wellington Management Group, cutting an estimated $145M.

  • 366 institutional investors held Legg Mason, Inc. (LM) as of Q3 2015, down from 390 in Q2 2015.
  • Funds reported $3.99B of Legg Mason, Inc. stock for Q3 2015, down 20% quarter-over-quarter.
  • 39 funds opened new Legg Mason, Inc. positions in Q3 2015 and 61 closed out, a net change of -22 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2015 was First Pacific Advisors, an estimated $60.2M added.
  • The largest Legg Mason, Inc. seller in Q3 2015 was Wellington Management Group, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2015.