Advisors Asset Management’s Legg Mason, Inc. LM Stock Holding History

Advisors Asset Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-2,200	Closed	-$66K	–	1806
2016 Q4	$66K	Buy	2,200 +1,700	+340%	+$53.4K	﹤0.01%	1634
2016 Q3	$17K	Hold	500	–	–	﹤0.01%	1793
2016 Q2	$15K	Hold	500	–	–	﹤0.01%	1810
2016 Q1	$17K	Hold	500	–	–	﹤0.01%	1734
2015 Q4	$20K	Hold	500	–	–	﹤0.01%	1828
2015 Q3	$21K	Hold	500	–	–	﹤0.01%	1813
2015 Q2	$26K	Hold	500	–	–	﹤0.01%	1782
2015 Q1	$28K	Hold	500	–	–	﹤0.01%	1759
2014 Q4	$27K	Sell	500 -100	-17%	-$5.28K	﹤0.01%	1749
2014 Q3	$31K	Hold	600	–	–	﹤0.01%	1718
2014 Q2	$31K	Hold	600	–	–	﹤0.01%	1732
2014 Q1	$29K	Hold	600	–	–	﹤0.01%	1717
2013 Q4	$26K	Hold	600	–	–	﹤0.01%	1710
2013 Q3	$20K	Sell	600 -100	-14%	-$3.35K	﹤0.01%	1723
2013 Q2	$22K	Buy	+700	New	+$22.9K	﹤0.01%	1681

Other funds holding LM

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Advisors Asset Management's LM Position: Q1 2017 in Review

Advisors Asset Management sold out of Legg Mason, Inc. (LM) in Q1 2017, closing a stake of 2,200 shares — an estimated $66K sold.

Advisors Asset Management first reported a position in LM in Q2 2013 and held it in 15 quarters. The position peaked at $66K in Q4 2016. 301 funds tracked by Wall St. Rank hold LM as of Q1 2017.

Advisors Asset Management reported no remaining Legg Mason, Inc. position as of Q1 2017 after selling out during the quarter.
Advisors Asset Management sold 2,200 Legg Mason, Inc. shares in Q1 2017, an estimated $66K.
Advisors Asset Management first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 15 quarters.
Advisors Asset Management's Legg Mason, Inc. position peaked at $66K in Q4 2016.
301 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2017.

Based on Advisors Asset Management's 13F filing for Q1 2017, filed 2 May 2017.