Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

346 hedge funds and large institutions have $5.31B invested in Legg Mason, Inc. in 2014 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 84 increasing their positions, 167 reducing their positions, and 44 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

346

Holders Change

-10

Holders Change %

-2.81%

% of All Funds

10%

Holding in Top 10

Holding in Top 10 Change

-3

Holding in Top 10 Change %

-20%

% of All Funds

0.35%

New

Increased

Reduced

167

Closed

Calls

$25.5M

Puts

$10.5M

Net Calls

+$15M

Net Calls Change

+$33.6M

Top Buyers

1	FPP Findlay Park Partners London, United Kingdom	$85.1M
2	PC PointState Capital New York	$41.6M
3	TCIM TIAA CREF Investment Management New York	$74.6M
4	JPMorgan Chase & Co New York	$232M
5	MNA Manning & Napier Advisors Fairport, New York	$17.4M

Top Sellers

1	SAM Southeastern Asset Management Memphis, Tennessee	$0
2	T. Rowe Price Associates Baltimore, Maryland	$616M
3	MAMU Marathon Asset Management (UK) London, United Kingdom	$0
4	Arrowstreet Capital Boston, Massachusetts	$0
5	GC Greenlight Capital New York	$0

#	Name	Holding	Trade Value	Shares Change	Shares Change %
326	MFS 326 MSI Financial Services Springfield, Massachusetts	$27K	-$4.9K	-100	-15%
327	MAM 327 Mizuho Asset Management Tokyo, Japan	$24K	–	–	–
328	SAMC 328 Shinko Asset Management Company Tokyo, Japan	$24K	–	–	–
329	329 Envestnet Asset Management Chicago, Illinois	$21K	-$848	-17	-4%
330	PFO 330 Pathstone Family Office Englewood, New Jersey	$19K	–	–	–
331	SA 331 SRH Advisors Salina, Kansas	$15K	–	–	–
332	IRS 332 Invictus RG (Singapore) Singapore	$15K	+$15K	+300	New
333	333 Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada	$12K	-$854	-17	-7%
334	MUMSS 334 Mitsubishi UFJ Morgan Stanley Securities Tokyo, Japan	$12K	+$12K	+240	New
335	PCM 335 Prelude Capital Management New York	$7K	-$152K	-3,250	-96%
336	TFO 336 Tarbox Family Office Newport Beach, California	$7K	–	–	–
337	337 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$5.13K	+$72	+1,466	+1%
338	SAM 338 Solaris Asset Management New York	$5K	–	–	–
339	NES 339 New England Securities New York	$5K	–	–	–
340	GAM 340 Gemmer Asset Management Walnut Creek, California	$5K	+$5K	+96	New
341	WRM 341 Westport Resources Management Westport, Connecticut	$4K	–	–	–
342	EFSCE 342 Enterprise Financial Services Corp (EFSC) Clayton, Missouri	$3K	–	–	–
343	AA 343 Apriem Advisors Irvine, California	$2K	–	–	–
344	TCM 344 Tradewinds Capital Management Bellingham, Washington	$1K	–	–	–
345	KTC 345 Kistler-Tiffany Companies Berwyn, Pennsylvania	$1K	–	–	–
346	CAW 346 Cornerstone Advisors (Washington) Bellevue, Washington	$1K	+$1K	+18	New
347	SAM 347 Southeastern Asset Management Memphis, Tennessee	–	-$136M	-3,117,887	Closed
348	MAMU 348 Marathon Asset Management (UK) London, United Kingdom	–	-$37.8M	-867,862	Closed
349	349 Arrowstreet Capital Boston, Massachusetts	–	-$32.3M	-742,836	Closed
350	GC 350 Greenlight Capital New York	–	-$32.3M	-742,269	Closed

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM