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LM

Legg Mason, Inc.
LM

Delisted

LM was delisted on the 31st of July, 2020.

366 hedge funds and large institutions have $3.99B invested in Legg Mason, Inc. in 2015 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 128 increasing their positions, 126 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

460% more call options, than puts

Call options by funds: $31.2M | Put options by funds: $5.56M

2% more repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 126

6% less funds holding

Funds holding: 390366 (-24)

20% less capital invested

Capital invested by funds: $5.01B → $3.99B (-$1.02B)

29% less funds holding in top 10

Funds holding in top 10: 75 (-2)

36% less first-time investments, than exits

New positions opened: 39 | Existing positions closed: 61

Holders
366
Holders Change
-24
Holders Change %
-6.15%
% of All Funds
10.22%
Holding in Top 10
5
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-28.57%
% of All Funds
0.14%
New
39
Increased
128
Reduced
126
Closed
61
Calls
$31.2M
Puts
$5.56M
Net Calls
+$25.6M
Net Calls Change
+$23.3M
Name Holding Trade Value Shares
Change
Change in
Stake
OA
276
OFI Advisors
Pennsylvania
$288K +$44.4K +959 +16%
DI
277
Diligent Investors
California
$286K
DADC
278
D.A. Davidson & Co
Montana
$285K -$13.2K -285 -4%
Commonwealth Equity Services
279
Commonwealth Equity Services
Massachusetts
$276K -$105K -2,257 -25%
NSAM
280
North Star Asset Management
Wisconsin
$270K
NG
281
NatWest Group
United Kingdom
$268K -$4.54M -98,041 -94%
BNP Paribas Asset Management
282
BNP Paribas Asset Management
France
$267K -$164K -3,537 -36%
US Bancorp
283
US Bancorp
Minnesota
$262K -$121K -2,617 -29%
OIA
284
Optimum Investment Advisors
Illinois
$259K +$288K +6,225 New
HIM
285
Hillsdale Investment Management
Ontario, Canada
$254K
Franklin Resources
286
Franklin Resources
California
$252K +$4.54K +98 +2%
TMAM
287
Tokio Marine Asset Management
Japan
$245K
GP
288
Girard Partners
Pennsylvania
$242K
Calamos Advisors
289
Calamos Advisors
Illinois
$236K
DL
290
Delta Lloyd
Netherlands
$229K
SIM
291
Sentry Investment Management
Wisconsin
$229K
AIM
292
Assured Investment Management
New York
$226K -$541K -11,684 -68%
Robeco Institutional Asset Management
293
Robeco Institutional Asset Management
Netherlands
$209K -$2.9M -62,631 -93%
CIM
294
Calvert Investment Management
Maryland
$206K +$11.8K +254 +5%
CBOA
295
Commonwealth Bank of Australia
Australia
$187K -$37.1K -800 -15%
Envestnet Asset Management
296
Envestnet Asset Management
Illinois
$176K +$195K +4,219 New
OMCS
297
Old Mutual Customised Solutions
South Africa
$175K
Federated Hermes
298
Federated Hermes
Pennsylvania
$167K -$202K -4,370 -52%
Nordea Investment Management
299
Nordea Investment Management
Sweden
$156K
WBC
300
Westpac Banking Corp
Australia
$153K +$142K +3,068 +501%

LM Hedge Fund Activity: Q3 2015 in Review

366 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Legg Mason, Inc. (LM) for Q3 2015, worth a combined $3.99B — down 20% from $5.01B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of LM and 39 opened new positions — a net loss of 22 holders — while 126 trimmed existing stakes and 128 added.

The largest buyer was First Pacific Advisors, opening a new position worth an estimated $60.2M. The largest seller was Wellington Management Group, cutting an estimated $145M.

  • 366 institutional investors held Legg Mason, Inc. (LM) as of Q3 2015, down from 390 in Q2 2015.
  • Funds reported $3.99B of Legg Mason, Inc. stock for Q3 2015, down 20% quarter-over-quarter.
  • 39 funds opened new Legg Mason, Inc. positions in Q3 2015 and 61 closed out, a net change of -22 holders.
  • The largest Legg Mason, Inc. buyer in Q3 2015 was First Pacific Advisors, an estimated $60.2M added.
  • The largest Legg Mason, Inc. seller in Q3 2015 was Wellington Management Group, an estimated $145M sold.

Based on aggregated 13F filings for Q3 2015.