Legg Mason, Inc.

LM

Delisted

LM was delisted on the 31st of July, 2020.

346 hedge funds and large institutions have $5.31B invested in Legg Mason, Inc. in 2014 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 84 increasing their positions, 167 reducing their positions, and 44 closing their positions.

New

Increased

Maintained

Reduced

Closed

2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

346

Holders Change

-10

Holders Change %

-2.81%

% of All Funds

10%

Holding in Top 10

Holding in Top 10 Change

-3

Holding in Top 10 Change %

-20%

% of All Funds

0.35%

New

Increased

Reduced

167

Closed

Calls

$25.5M

Puts

$10.5M

Net Calls

+$15M

Net Calls Change

+$33.6M

Top Buyers

1	FPP Findlay Park Partners London, United Kingdom	$85.1M
2	PC PointState Capital New York	$41.6M
3	TCIM TIAA CREF Investment Management New York	$74.6M
4	JPMorgan Chase & Co New York	$232M
5	MNA Manning & Napier Advisors Fairport, New York	$17.4M

Top Sellers

1	SAM Southeastern Asset Management Memphis, Tennessee	$0
2	T. Rowe Price Associates Baltimore, Maryland	$616M
3	MAMU Marathon Asset Management (UK) London, United Kingdom	$0
4	Arrowstreet Capital Boston, Massachusetts	$0
5	GC Greenlight Capital New York	$0

#	Name	Holding	Trade Value	Shares Change	Shares Change %
276	OA 276 OFI Advisors Philadelphia, Pennsylvania	$260K	+$1.27K	+26	+0.5%
277	SCM 277 Stux Capital Management New York	$255K	-$63.8K	-1,300	-20%
278	BGAM 278 Boussard & Gavaudan Asset Management London, United Kingdom	$254K	-$48.4K	-990	-16%
279	ZDA 279 Zweig-DiMenna Associates New York	$245K	+$245K	+5,000	New
280	AIM 280 abrdn Investment Management Edinburgh, United Kingdom	$228K	-$1.82K	-37	-0.8%
281	AA 281 Ancora Advisors Cleveland, Ohio	$226K	-$747K	-15,200	-77%
282	282 Stifel Financial St. Louis, Missouri	$226K	+$226K	+4,599	New
283	BAM 283 Boyar Asset Management New York	$216K	+$216K	+4,400	New
284	284 M&T Bank Buffalo, New York	$215K	+$200K	+4,075	+1,358%
285	285 Wellington Management Group Boston, Massachusetts	$213K	-$97.9K	-1,995	-31%
286	286 Two Sigma Advisers New York	$211K	-$304K	-6,200	-59%
287	BA 287 Bridgewater Associates Westport, Connecticut	$208K	-$786K	-16,000	-79%
288	EB 288 Eastern Bank Boston, Massachusetts	$208K	+$208K	+4,233	New
289	289 Daiwa Securities Group Tokyo, Japan	$204K	–	–	–
290	SIM 290 Sentry Investment Management Stevens Point, Wisconsin	$201K	–	–	–
291	MERSOM 291 Municipal Employees' Retirement System of Michigan Lansing, Michigan	$177K	-$9.83K	-200	-5%
292	DILH 292 Dai-ichi Life Holdings Tokyo, Japan	$161K	-$34.8K	-712	-18%
293	293 Fifth Third Bancorp Cincinnati, Ohio	$158K	-$3.98K	-81	-2%
294	OMCS 294 Old Mutual Customised Solutions Pinelands, South Africa	$128K	–	–	–
295	PAM 295 PartnerRe Asset Management Greenwich, Connecticut	$124K	-$1.08K	-22	-0.9%
296	296 Creative Planning Overland Park, Kansas	$124K	+$1.42K	+29	+1%
297	297 Federated Hermes Pittsburgh, Pennsylvania	$122K	+$122K	+2,490	New
298	FMII 298 Farmers & Merchants Investments Inc Lincoln, Nebraska	$115K	–	–	–
299	299 Macquarie Group Sydney, NSW 2000, Australia	$113K	–	–	–
300	BRWA 300 B. Riley Wealth Advisors Boca Raton, Florida	$107K	–	–	–

Legg Mason, Inc. LM

Top Buyers

Top Sellers

Legg Mason, Inc.

LM