BRWA
LM

B. Riley Wealth Advisors’s Legg Mason, Inc. LM Stock Holding History

B. Riley Wealth Advisors’s Portfolio LM Stock Details LM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-2,175
Closed -$112K – 2109
2014
Q2 		$112K Hold
2,175
– – 0.03% 669
2014
Q1 		$107K Hold
2,175
– – 0.03% 598
2013
Q4 		$95K Sell
2,175
-1,000
-31% -$38.8K 0.03% 560
2013
Q3 		$106K Hold
3,175
– – 0.04% 532
2013
Q2 		$98K Buy
+3,175
New +$104K 0.03% 552

Other funds holding LM

TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

B. Riley Wealth Advisors's LM Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of Legg Mason, Inc. (LM) in Q3 2014, closing a stake of 2,175 shares — an estimated $112K sold.

B. Riley Wealth Advisors first reported a position in LM in Q2 2013 and held it in 5 quarters. The position peaked at $112K in Q2 2014. 366 funds tracked by Wall St. Rank hold LM as of Q3 2014.

  • B. Riley Wealth Advisors reported no remaining Legg Mason, Inc. position as of Q3 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 2,175 Legg Mason, Inc. shares in Q3 2014, an estimated $112K.
  • B. Riley Wealth Advisors first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 5 quarters.
  • B. Riley Wealth Advisors's Legg Mason, Inc. position peaked at $112K in Q2 2014.
  • 366 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.