Bridgewater Associates’s Legg Mason, Inc. LM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-17,918	Closed	-$643K	–	645
2019 Q4	$643K	Buy	+17,918	New	+$665K	0.01%	384
2019 Q1	–	Sell	-13,847	Closed	-$353K	–	544
2018 Q4	$353K	Buy	+13,847	New	+$388K	﹤0.01%	446
2016 Q3	–	Sell	-14,400	Closed	-$425K	–	424
2016 Q2	$425K	Buy	+14,400	New	+$467K	0.01%	296
2015 Q3	–	Sell	-12,529	Closed	-$646K	–	505
2015 Q2	$646K	Buy	+12,529	New	+$675K	0.01%	251
2014 Q3	–	Sell	-4,333	Closed	-$222K	–	435
2014 Q2	$222K	Buy	4,333 +100	+2%	+$4.82K	﹤0.01%	290
2014 Q1	$208K	Sell	4,233 -16,000	-79%	-$713K	﹤0.01%	330
2013 Q4	$880K	Buy	20,233 +500	+3%	+$19.4K	0.01%	239
2013 Q3	$660K	Buy	+19,733	New	+$661K	0.01%	252