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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCG
51
Private Capital Group
Connecticut
$3K +$2.62K +213 New
OA
52
Oxbow Advisors
Texas
-$1.02M -86,617 Closed
Bank of New York Mellon
53
Bank of New York Mellon
New York
-$221K -18,677 Closed
Creative Planning
54
Creative Planning
Kansas
-$172K -14,559 Closed
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
-$129K -10,926 Closed
LTFS
56
Ladenburg Thalmann Financial Services
Florida
-$24K -2,000 Closed