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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RGC
26
Roberts, Glore & Co
Illinois
$222K +$1.7K +200 +0.7%
DWM
27
Dakota Wealth Management
Florida
$216K -$3.35K -395 -1%
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$216K
BA
29
Bard Associates
Illinois
$203K -$4.99K -588 -2%
GC
30
Guggenheim Capital
Illinois
$189K -$2.67K -315 -1%
ICMP
31
Integrated Capital Management (Pennsylvania)
Pennsylvania
$178K +$29K +3,415 +18%
CL
32
CSS LLC
Illinois
$162K
PGFC
33
Peapack-Gladstone Financial Corp
New Jersey
$158K -$7.66K -902 -4%
VF
34
Virtu Financial
New York
$149K +$161K +18,990 New
Osaic Holdings
35
Osaic Holdings
Arizona
$118K
WAM
36
Weiss Asset Management
Massachusetts
$116K +$125K +14,696 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$107K
Nomura Holdings
38
Nomura Holdings
Japan
$105K +$112K +13,212 New
HAM
39
Hedges Asset Management
Nevada
$98K +$106K +12,500 New
Wells Fargo
40
Wells Fargo
California
$94K -$49.6M -5,848,638 -100%
FWM
41
Frontier Wealth Management
Missouri
$93K -$16.8K -1,984 -14%
BCA
42
Bay Colony Advisors
Massachusetts
$79K
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$79K
Bank of America
44
Bank of America
North Carolina
$52K -$1.31K -154 -2%
BBPWM
45
Blue Bell Private Wealth Management
Pennsylvania
$32K -$21.7K -2,562 -39%
SWM
46
Spire Wealth Management
Virginia
$16K +$17K +2,000 New
UBS Group
47
UBS Group
Switzerland
$13K -$3.9K -459 -22%
AA
48
Ancora Advisors
Ohio
$12K
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$11K +$857 +101 +8%
Barclays
50
Barclays
United Kingdom
$8K