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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DWM
26
Dakota Wealth Management
Florida
$252K
SKK
27
Shepherd Kaplan Krochuk
Massachusetts
$249K
BA
28
Bard Associates
Illinois
$239K -$4.55K -500 -2%
GC
29
Guggenheim Capital
Illinois
$220K -$17.7K -1,948 -7%
PGFC
30
Peapack-Gladstone Financial Corp
New Jersey
$190K
CL
31
CSS LLC
Illinois
$187K
ICMP
32
Integrated Capital Management (Pennsylvania)
Pennsylvania
$174K +$17.5K +1,922 +11%
Goldman Sachs
33
Goldman Sachs
New York
$158K -$4.95K -544 -3%
Osaic Holdings
34
Osaic Holdings
Arizona
$136K
9WM
35
9258 Wealth Management
Ohio
$134K
FWM
36
Frontier Wealth Management
Missouri
$125K
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$123K
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$91K -$102K -11,229 -53%
BCA
39
Bay Colony Advisors
Massachusetts
$91K
Bank of America
40
Bank of America
North Carolina
$61K +$1.98K +217 +3%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$60K +$56.6K +6,220 +1,637%
EWA
42
Evolution Wealth Advisors
Florida
$35K
UBS Group
43
UBS Group
Switzerland
$19K -$3.4K -373 -15%
AA
44
Ancora Advisors
Ohio
$14K
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$11K -$63K -6,927 -84%
Barclays
46
Barclays
United Kingdom
$9K
US Bancorp
47
US Bancorp
Minnesota
$9K
TJHA
48
Thomas J. Herzfeld Advisors
Florida
$3K
TRCT
49
Tower Research Capital (TRC)
New York
$1K +$510 +56 New
DWM
50
Dorchester Wealth Management
Quebec, Canada
-$138K -15,250 Closed