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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DWM
26
Dakota Wealth Management
Florida
$210K
BA
27
Bard Associates
Illinois
$209K
SKK
28
Shepherd Kaplan Krochuk
Massachusetts
$194K -$20K -2,510 -8%
PVWM
29
Point View Wealth Management
New Jersey
$177K -$3.22K -403 -2%
ICM
30
Ionic Capital Management
New York
$175K +$198K +24,775 New
9WM
31
9258 Wealth Management
Ohio
$135K -$8.48K -1,063 -5%
6M
32
6 Meridian
Kansas
$89K -$207K -25,971 -67%
ICMP
33
Integrated Capital Management (Pennsylvania)
Pennsylvania
$86K +$97.7K +12,246 New
WT
34
Washington Trust
Rhode Island
$80K +$90.6K +11,348 New
RGC
35
Roberts, Glore & Co
Illinois
$79K +$10.4K +1,300 +13%
TFCP
36
Twin Focus Capital Partners
Massachusetts
$78K +$88.8K +11,124 New
BCA
37
Bay Colony Advisors
Massachusetts
$71K +$79.8K +10,000 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$56K -$6.18K -775 -9%
UBS Group
39
UBS Group
Switzerland
$28K -$29K -3,635 -47%
AA
40
Ancora Advisors
Ohio
$11K
Barclays
41
Barclays
United Kingdom
$7K
PB
42
Pinnacle Bancorp
Nebraska
$7K
US Bancorp
43
US Bancorp
Minnesota
$7K
Osaic Holdings
44
Osaic Holdings
Arizona
$4K +$4.79K +600 New
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$2K -$33.3K -4,170 -93%
LCM
46
Landscape Capital Management
New Jersey
-$246K -27,514 Closed
Truist Financial
47
Truist Financial
North Carolina
-$93K -10,450 Closed
VFA
48
Valeo Financial Advisors
Indiana
-$19K -2,166 Closed
FIA
49
FNY Investment Advisers
New York
-$13K -1,500 Closed
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
-$2K -215 Closed