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JOF

Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$93K +$94.9K +10,450 New
RGC
27
Roberts, Glore & Co
Illinois
$89K +$91.1K +10,034 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$78K -$12.9K -1,425 -14%
UBS Group
29
UBS Group
Switzerland
$69K -$28.3K -3,119 -29%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$40K -$255K -28,129 -86%
VFA
31
Valeo Financial Advisors
Indiana
$19K +$1.51K +166 +8%
AA
32
Ancora Advisors
Ohio
$13K +$13.6K +1,500 New
FIA
33
FNY Investment Advisers
New York
$13K +$13.6K +1,500 New
Barclays
34
Barclays
United Kingdom
$9K
US Bancorp
35
US Bancorp
Minnesota
$9K
AG
36
Advisor Group
Arizona
$9K +$9.08K +1,000 New
PB
37
Pinnacle Bancorp
Nebraska
$8K
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$5K
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$2K -$17.2K -1,900 -90%
FIB
40
First Interstate Bank
Montana
$2K
FWSM
41
First Wilshire Securities Management
California
-$1.11M -126,165 Closed
WAM
42
Wolverine Asset Management
Illinois
-$1.01M -115,558 Closed
MC
43
Matisse Capital
Oregon
-$512K -58,405 Closed
GC
44
Guggenheim Capital
Illinois
-$236K -26,916 Closed
Stifel Financial
45
Stifel Financial
Missouri
-$219K -24,818 Closed
WT
46
Washington Trust
Rhode Island
-$102K -11,348 Closed