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Japan Smaller Capitalization Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Dakota Wealth Management
26
Dakota Wealth Management
Florida
$257K – – –
LCM
27
Landscape Capital Management
New Jersey
$254K +$90.5K +10,380 +56%
Guggenheim Capital
28
Guggenheim Capital
Illinois
$236K -$11K -1,256 -4%
PAIM
29
Punch & Associates Investment Management
Minnesota
$163K – – –
SKK
30
Shepherd Kaplan Krochuk
Massachusetts
$110K – – –
EPA
31
Element Pointe Advisors
Florida
$103K +$102K +11,746 New
Washington Trust
32
Washington Trust
Rhode Island
$97K – – –
BB&T Securities
33
BB&T Securities
Virginia
$92K -$6.11K -700 -6%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$89K -$1.75K -200 -2%
UBS Group
35
UBS Group
Switzerland
$72K -$299K -34,234 -81%
SWM
36
SeaCrest Wealth Management
New York
$35K – – –
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$19K – – –
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$18K +$17.4K +2,000 New
US Bancorp
39
US Bancorp
Minnesota
$16K +$15.3K +1,750 New
PFBT
40
Parkside Financial Bank & Trust
Missouri
$15K – – –
FIB
41
First Interstate Bank
Montana
$11K – – –
Barclays
42
Barclays
United Kingdom
$9K – – –
DBT
43
Dubuque Bank & Trust
Iowa
$9K – – –
PB
44
Pinnacle Bancorp
Nebraska
$8K – – –
Fidelity Investments
45
Fidelity Investments
Massachusetts
$3K – – –
Cohen & Steers
46
Cohen & Steers
New York
– -$408K -49,152 Closed
6M
47
6 Meridian
Kansas
– -$305K -36,702 Closed
MC
48
Matisse Capital
Oregon
– -$176K -21,096 Closed
Curi RMB Capital
49
Curi RMB Capital
Illinois
– -$136K -16,318 Closed
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
– -$39K -4,669 Closed