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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RGC
26
Roberts, Glore & Co
Illinois
$383K +$19.4K +835 +5%
M&T Bank
27
M&T Bank
New York
$347K
PFGIA
28
Patriot Financial Group Insurance Agency
Massachusetts
$347K +$19.3K +833 +6%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$333K -$214K -9,217 -39%
Stifel Financial
30
Stifel Financial
Missouri
$332K +$186 +8 +0.1%
LJAC
31
L.J. Altfest & Co
New York
$273K -$89.9K -3,872 -25%
SB
32
Suntrust Banks
Georgia
$247K +$30.7K +1,322 +14%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$237K +$237K +10,227 New
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$115K +$5.78K +249 +5%
APA
35
American Portfolios Advisors
New York
$112K +$15K +646 +15%
AG
36
Advisor Group
Arizona
$96K +$11.3K +485 +13%
FA
37
Fortis Advisors
Pennsylvania
$65K +$65K +2,800 New
JFA
38
JNBA Financial Advisors
Minnesota
$46K
MGIA
39
Moneta Group Investment Advisors
Missouri
$25K +$70 +3 +0.3%
CFN
40
Cordasco Financial Network
Florida
$24K +$348 +15 +1%
ASN
41
Advisory Services Network
Georgia
$23K
ESB
42
Essex Savings Bank
Connecticut
$19K
FWM
43
Focused Wealth Management
New York
$11K
JCM
44
Jacobi Capital Management
Pennsylvania
$9K
AF
45
Advisornet Financial
Minnesota
$8K
LTFS
46
Ladenburg Thalmann Financial Services
Florida
$7K +$6.96K +300 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$6K +$5.52K +238 New
FIA
48
FNY Investment Advisers
New York
$3K +$464 +20 +14%
TSS
49
Two Sigma Securities
New York
-$207K -8,908 Closed
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
-$22K -932 Closed