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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
26
M&T Bank
New York
$293K +$49.7K +2,076 +20%
AWA
27
Arete Wealth Advisors
Illinois
$283K -$11.3K -473 -4%
PFGIA
28
Patriot Financial Group Insurance Agency
Massachusetts
$267K +$69.7K +2,909 +35%
BRF
29
B. Riley Financial
California
$223K
APA
30
American Portfolios Advisors
New York
$118K +$101K +4,235 +593%
VCM
31
Virtue Capital Management
Tennessee
$94K +$95.8K +4,000 New
Cohen & Steers
32
Cohen & Steers
New York
$36K
TSW
33
Thompson Siegel & Walmsley
Virginia
$36K
AG
34
Advisor Group
Arizona
$35K -$74.5K -3,110 -68%
CPIG
35
Chicago Partners Investment Group
Illinois
$27K
ASN
36
Advisory Services Network
Georgia
$24K
ADL
37
Asset Dedication LLC
California
$21K +$21.6K +900 New
WAM
38
Wealthspire Advisors (Maryland)
Maryland
$15K
FWM
39
Focused Wealth Management
New York
$11K
AF
40
Advisornet Financial
Minnesota
$9K
JCM
41
Jacobi Capital Management
Pennsylvania
$9K +$9.58K +400 New
DBT
42
Dubuque Bank & Trust
Iowa
$7K -$3.52K -147 -33%
COLIM
43
City of London Investment Management
United Kingdom
-$1.39M -56,534 Closed
RJFSA
44
Raymond James Financial Services Advisors
Florida
-$1.16M -46,842 Closed
CAN
45
Cetera Advisor Networks
California
-$224K -9,042 Closed
LA
46
Legacy Advisors
Pennsylvania
-$117K -4,755 Closed
SEI Investments
47
SEI Investments
Pennsylvania
-$48K -1,957 Closed