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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RGC
26
Roberts, Glore & Co
Illinois
$345K -$131K -5,125 -27%
M&T Bank
27
M&T Bank
New York
$336K
SFS
28
Sowell Financial Services
Arkansas
$329K
GXMC
29
Global X Management Company
New York
$294K +$7.45K +292 +3%
BRF
30
B. Riley Financial
California
$238K
CAN
31
Cetera Advisor Networks
California
$228K
HCA
32
Hillview Capital Advisors
Pennsylvania
$205K +$206K +8,064 New
PFGIA
33
Patriot Financial Group Insurance Agency
Massachusetts
$178K +$35.9K +1,405 +25%
Cohen & Steers
34
Cohen & Steers
New York
$39K
TSW
35
Thompson Siegel & Walmsley
Virginia
$38K
CPIG
36
Chicago Partners Investment Group
Illinois
$29K +$29.3K +1,150 New
WAM
37
Wealthspire Advisors (Maryland)
Maryland
$27K
ASN
38
Advisory Services Network
Georgia
$25K
FWM
39
Focused Wealth Management
New York
$12K
GWM
40
Geneos Wealth Management
Colorado
$10K
IA
41
IFP Advisors
Florida
$10K
PCM
42
Penserra Capital Management
California
$5K -$1.17K -46 -18%
AG
43
Advisor Group
Arizona
$4K -$1.02K -40 -19%
WT
44
Whittier Trust
California
$1K
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
-$22K -862 Closed
TRCT
46
Tower Research Capital (TRC)
New York
-$11K -414 Closed
NA
47
NewEdge Advisors
Louisiana
-$10.2K -400 Closed