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Nuveen Mortgage and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RGC
26
Roberts, Glore & Co
Illinois
$475K -$77.2K -3,175 -14%
Invesco
27
Invesco
Georgia
$377K +$370K +15,224 New
IPC
28
Independent Portfolio Consultants
Florida
$364K -$60.2K -2,475 -14%
SFS
29
Sowell Financial Services
Arkansas
$322K
VKH
30
Virtu KCG Holdings
New York
$313K +$93.5K +3,845 +44%
GXMC
31
Global X Management Company
New York
$280K +$92.1K +3,790 +50%
M&T Bank
32
M&T Bank
New York
$254K +$249K +10,261 New
BRF
33
B. Riley Financial
California
$239K
CAN
34
Cetera Advisor Networks
California
$216K -$33.7K -1,387 -14%
PFGIA
35
Patriot Financial Group Insurance Agency
Massachusetts
$107K +$41.4K +1,704 +64%
AG
36
Advisor Group
Arizona
$38K
Cohen & Steers
37
Cohen & Steers
New York
$38K
US Bancorp
38
US Bancorp
Minnesota
$32K
CPIG
39
Chicago Partners Investment Group
Illinois
$28K
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$26K
ASN
41
Advisory Services Network
Georgia
$25K +$24.3K +1,000 New
FWM
42
Focused Wealth Management
New York
$12K
GWM
43
Geneos Wealth Management
Colorado
$10K
IA
44
IFP Advisors
Florida
$10K
PCM
45
Penserra Capital Management
California
$5K -$656 -27 -11%
TRCT
46
Tower Research Capital (TRC)
New York
$2K +$1.68K +69 New
WT
47
Whittier Trust
California
$1K +$754 +31 New