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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CFP
201
Cascade Financial Partners
California
$285K
QIM
202
Quest Investment Management
Oregon
$284K
MWM
203
Modern Wealth Management
Kansas
$282K +$19.9K +1,020 +8%
CW
204
CreativeOne Wealth
Kansas
$280K
WS
205
Wedbush Securities
California
$280K -$35.4K -1,814 -12%
SS
206
Sunbelt Securities
Texas
$271K -$19.1K -979 -7%
PCG
207
Prosperity Consulting Group
Maryland
$269K +$24.2K +1,239 +10%
Mercer Global Advisors
208
Mercer Global Advisors
Colorado
$269K -$158K -8,095 -38%
FB
209
Fulton Bank
Pennsylvania
$268K -$41K -2,100 -14%
Allspring Global Investments
210
Allspring Global Investments
North Carolina
$263K
WI
211
Wintrust Investments
Illinois
$261K +$30.9K +1,582 +14%
AR
212
Advisory Research
Illinois
$255K -$2.87K -147 -1%
FIA
213
Foundations Investment Advisors
Arizona
$251K -$21K -1,075 -8%
Focus Partners Wealth
214
Focus Partners Wealth
Massachusetts
$251K +$244K +12,497 New
PCIA
215
Prime Capital Investment Advisors
Kansas
$248K +$8K +410 +3%
EF
216
Empowered Funds
Pennsylvania
$247K +$240K +12,295 New
KFGK
217
Keystone Financial Group (Kentucky)
Kentucky
$245K +$238K +12,198 New
AAS
218
Avantax Advisory Services
Texas
$245K -$820 -42 -0.3%
GS
219
GWN Securities
Florida
$244K +$226K +11,587 New
SA
220
Sanctuary Advisors
Indiana
$243K -$142K -7,287 -39%
SI
221
Stephens Inc
Arkansas
$242K +$235K +12,050 New
WCM
222
WealthBridge Capital Management
Ohio
$241K
Axa
223
Axa
France
$239K +$232K +11,892 New
BFA
224
Beaumont Financial Advisors
Massachusetts
$235K +$5.25K +269 +2%
Universal-Beteiligungs- und Servicegesellschaft
225
Universal-Beteiligungs- und Servicegesellschaft
Germany
$221K +$215K +11,000 New