Axa’s Hercules Capital HTGC Stock Holding History

Axa’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-12,110	Closed	-$221K	–	532
2025 Q2	$221K	Hold	12,110	–	–	﹤0.01%	1078
2025 Q1	$233K	Buy	12,110 +218	+2%	+$4.4K	﹤0.01%	1010
2024 Q4	$239K	Buy	+11,892	New	+$232K	﹤0.01%	1020

Other funds holding HTGC

UBP

Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Axa's HTGC Position: Q3 2025 in Review

Axa sold out of Hercules Capital (HTGC) in Q3 2025, closing a stake of 12,110 shares — an estimated $221K sold.

Axa first reported a position in HTGC in Q4 2024 and held it in 3 quarters. The position peaked at $239K in Q4 2024. 344 funds tracked by Wall St. Rank hold HTGC as of Q3 2025.

Axa reported no remaining Hercules Capital position as of Q3 2025 after selling out during the quarter.
Axa sold 12,110 Hercules Capital shares in Q3 2025, an estimated $221K.
Axa first reported a position in Hercules Capital in Q4 2024 and held it in 3 quarters.
Axa's Hercules Capital position peaked at $239K in Q4 2024.
344 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2025.

Based on Axa's 13F filing for Q3 2025, filed 14 Nov 2025.