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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CFB
176
Cullen/Frost Bankers
Texas
$33K +$34K +2,000 New
SIM
177
Sonora Investment Management
Arizona
$30K -$3.4K -200 -10%
LPWM
178
Lake Point Wealth Management
Texas
$29K
PMFA
179
Plante Moran Financial Advisors
Michigan
$29K +$544 +32 +2%
HCP
180
Hexagon Capital Partners
Arkansas
$29K +$30K +1,766 New
NFG
181
Next Financial Group
Texas
$28K +$17.9K +1,050 +170%
BFC
182
Bedel Financial Consulting
Indiana
$25K
Northwestern Mutual Wealth Management
183
Northwestern Mutual Wealth Management
Wisconsin
$25K
CFN
184
Cordasco Financial Network
Florida
$25K +$561 +33 +2%
PA
185
Parallel Advisors
California
$25K +$2.02K +119 +9%
PCG
186
Private Capital Group
Connecticut
$22K +$2.52K +148 +12%
AA
187
Ancora Advisors
Ohio
$21K
CBT
188
CoreFirst Bank & Trust
Kansas
$20K -$23.8K -1,398 -53%
GRP
189
Global Retirement Partners
California
$20K
BWA
190
BDO Wealth Advisors
Florida
$20K +$459 +27 +2%
CA
191
Clearstead Advisors
Ohio
$19K +$19K +1,117 New
AWM
192
Atticus Wealth Management
Florida
$18K -$22.9K -1,345 -55%
MCM
193
MV Capital Management
Maryland
$18K
OIA
194
Optimum Investment Advisors
Illinois
$18K
WB
195
Webster Bank
Connecticut
$15K
KA
196
Kozak & Associates
Colorado
$15K +$14.7K +867 New
TPCW
197
TD Private Client Wealth
New York
$15K +$15.4K +903 New
DAM
198
Delta Asset Management
Tennessee
$13K
First Manhattan
199
First Manhattan
New York
$13K
CAM
200
ClariVest Asset Management
California
$12K