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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SIM
176
Sonora Investment Management
Arizona
$34K -$17.1K -1,000 -33%
CWC
177
Carolinas Wealth Consulting
North Carolina
$30K +$667 +39 +2%
LPWM
178
Lake Point Wealth Management
Texas
$30K +$29.9K +1,750 New
PMFA
179
Plante Moran Financial Advisors
Michigan
$29K +$548 +32 +2%
BFC
180
Bedel Financial Consulting
Indiana
$26K
Northwestern Mutual Wealth Management
181
Northwestern Mutual Wealth Management
Wisconsin
$26K
CFN
182
Cordasco Financial Network
Florida
$25K +$565 +33 +2%
PA
183
Parallel Advisors
California
$24K
AA
184
Ancora Advisors
Ohio
$21K
GRP
185
Global Retirement Partners
California
$21K
PCG
186
Private Capital Group
Connecticut
$20K
BWA
187
BDO Wealth Advisors
Florida
$20K +$445 +26 +2%
OIA
188
Optimum Investment Advisors
Illinois
$19K
MCM
189
MV Capital Management
Maryland
$19K +$18.8K +1,100 New
AWM
190
Avior Wealth Management
Nebraska
$18K
WB
191
Webster Bank
Connecticut
$15K
DAM
192
Delta Asset Management
Tennessee
$14K
First Manhattan
193
First Manhattan
New York
$14K
AWM
194
Activest Wealth Management
Florida
$12K
CAM
195
ClariVest Asset Management
California
$12K
SWM
196
Spire Wealth Management
Virginia
$12K +$1.69K +99 +16%
TRCT
197
Tower Research Capital (TRC)
New York
$11K -$233K -13,600 -95%
NFG
198
Next Financial Group
Texas
$11K +$10.6K +618 New
AA
199
AlphaMark Advisors
Kentucky
$9K
SFPG
200
Stonebridge Financial Planning Group
Florida
$9K