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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
151
Carson Wealth (CWM LLC)
Nebraska
$43K
TCM
152
Tradewinds Capital Management
Washington
$32K +$695 +50 +2%
PCG
153
Private Capital Group
Connecticut
$30K
BNP Paribas Financial Markets
154
BNP Paribas Financial Markets
France
$29.3K +$2.92K +210 +11%
TFS
155
TrustCore Financial Services
Tennessee
$27K
LPWM
156
Lake Point Wealth Management
Texas
$25K +$24.3K +1,750 New
TCWM
157
Total Clarity Wealth Management
Illinois
$22K +$21.6K +1,550 New
Northwestern Mutual Wealth Management
158
Northwestern Mutual Wealth Management
Wisconsin
$21K
PA
159
PSI Advisors
Florida
$18K +$18.8K +1,350 New
CFN
160
Cordasco Financial Network
Florida
$17K -$18.8K -1,352 -52%
PMFA
161
Plante Moran Financial Advisors
Michigan
$17K +$375 +27 +2%
AWM
162
Atticus Wealth Management
Florida
$17K +$16.4K +1,180 New
AF
163
Allworth Financial
California
$15K +$361 +26 +2%
Fifth Third Bancorp
164
Fifth Third Bancorp
Ohio
$15K +$14.6K +1,047 New
TI
165
tru Independence
Oregon
$15K +$27.8K +2,000 New
WOC
166
West Oak Capital
California
$14K -$27.8K -2,000 -67%
AWM
167
Avior Wealth Management
Nebraska
$14K +$14.7K +1,060 New
SFS
168
Sowell Financial Services
Arkansas
$11K -$139 -10 -1%
AWA
169
Artemis Wealth Advisors
New York
$9.41K +$9.33K +671 New
VRM
170
Vectors Research Management
New York
$9K +$4.87K +350 +117%
AA
171
Ancora Advisors
Ohio
$9K +$8.88K +639 New
RWB
172
RMR Wealth Builders
New Jersey
$9K +$9.33K +671 New
EFSCE
173
Enterprise Financial Services Corp (EFSC)
Missouri
$8K
BBHC
174
Brown Brothers Harriman & Co
New York
$7K -$27.8K -2,000 -79%
BFEC
175
Benjamin F. Edwards & Company
Missouri
$7K