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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AA
126
Ancora Advisors
Ohio
$280K
SI
127
Stephens Inc
Arkansas
$274K -$11.2K -785 -3%
PI
128
Putnam Investments
Massachusetts
$272K +$334K +23,427 New
JMPWA
129
JP Morgan Private Wealth Advisors
California
$268K +$27.5K +1,926 +9%
SFS
130
Sowell Financial Services
Arkansas
$264K -$499 -35 -0.2%
FFA
131
Founders Financial Alliance
North Carolina
$254K +$9.68K +678 +3%
Allspring Global Investments
132
Allspring Global Investments
North Carolina
$245K
SS
133
Sunbelt Securities
Texas
$235K +$63.2K +4,426 +28%
CA
134
Continuum Advisory
Idaho
$234K
KAS
135
Kestra Advisory Services
Texas
$233K +$23.7K +1,660 +9%
GC
136
Guggenheim Capital
Illinois
$231K +$20.4K +1,427 +8%
MML Investors Services
137
MML Investors Services
Massachusetts
$231K +$135K +9,480 +91%
GWM
138
Geneos Wealth Management
Colorado
$228K -$106K -7,420 -27%
FNT
139
First National Trust
Pennsylvania
$227K
VIA
140
Virtus Investment Advisers
Connecticut
$224K +$276K +19,319 New
APA
141
American Portfolios Advisors
New York
$223K +$92.8K +6,501 +51%
PWP
142
Principle Wealth Partners
Connecticut
$222K
IWM
143
IHT Wealth Management
Illinois
$218K +$22K +1,539 +9%
GLA
144
Good Life Advisors
Pennsylvania
$215K -$4K -280 -1%
II
145
Inspire Investing
Idaho
$207K +$255K +17,896 New
PFO
146
Pathstone Family Office
New Jersey
$198K +$1.28K +90 +0.5%
CG
147
Caprock Group
Idaho
$197K +$14.3K +1,000 +6%
VAS
148
Vestmark Advisory Solutions
Massachusetts
$191K -$143 -10 -0.1%
WI
149
Wintrust Investments
Illinois
$189K +$233K +16,361 New
WP
150
WMS Partners
Maryland
$181K +$9.02K +632 +4%