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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
QIM
126
Quest Investment Management
Oregon
$177K
FNBOMD
127
First National Bank of Mount Dora
Florida
$176K
QC
128
Quadrature Capital
United Kingdom
$175K +$168K +15,150 New
SAS
129
Stelac Advisory Services
New York
$170K +$15.8K +1,420 +11%
MAFM
130
Mid Atlantic Financial Management
Pennsylvania
$155K
GAM
131
Gotham Asset Management
New York
$152K +$3.06K +275 +2%
BAM
132
Belpointe Asset Management
Nevada
$148K -$48.2K -4,333 -25%
WJWM
133
Williams Jones Wealth Management
New York
$148K +$142K +12,806 New
EFS
134
Essex Financial Services
Connecticut
$140K +$15.3K +1,380 +13%
APA
135
American Portfolios Advisors
New York
$139K -$2.26K -203 -2%
CFGS
136
Concourse Financial Group Securities
Alabama
$135K +$2.42K +218 +2%
Citigroup
137
Citigroup
New York
$126K -$7.18K -646 -6%
Neuberger Berman Group
138
Neuberger Berman Group
New York
$125K +$5.56K +500 +5%
Qube Research & Technologies (QRT)
139
Qube Research & Technologies (QRT)
United Kingdom
$123K -$477K -42,912 -80%
EGM
140
Engineers Gate Manager
New York
$117K +$112K +10,105 New
BRWA
141
B. Riley Wealth Advisors
Florida
$117K +$113K +10,151 New
PFO
142
Pathstone Family Office
New Jersey
$105K +$100K +9,000 New
RE
143
RBC Europe
United Kingdom
$81K
ASN
144
Advisory Services Network
Georgia
$76K +$73K +6,565 New
PO
145
Private Ocean
California
$58K +$4.04K +363 +8%
CG
146
Cutler Group
California
$56K +$53.4K +4,800 +4,800%
Bank of Montreal
147
Bank of Montreal
Ontario, Canada
$50K -$240K -21,612 -83%
BCA
148
Berman Capital Advisors
Georgia
$46K +$44.5K +4,000 New
Carson Wealth (CWM LLC)
149
Carson Wealth (CWM LLC)
Nebraska
$43K
HCM
150
Highlander Capital Management
New Jersey
$41K